Federal Reports

An Amtrak electrical journeyman, based in Washington, D.C., signed a civil settlement agreement on March 23, 2023, with the U.S. Attorney’s Office, Southern District of Florida, and agreed to pay $23,360 in restitution and a $5,640 penalty. Our investigation found that the employee submitted an application containing false statements and information to a lender backed by the Small Business Administration to qualify for a Payroll Protection Program loan. As a result, the employee received $20,800 in federal CARES Act funds to which she was not entitled.

The purpose of this compendium is to analyze open and unresolved recommendations concerning programs that received funding under the Infrastructure Investment and Jobs Act (IIJA).

The audit objectives were to determine whether program funds were managed in accordance with the ARC and Federal grant requirements

We audited the Philadelphia Housing Authority’s (Authority) management of lead‐based paint in its public housing program based on our assessment of the risks of lead‐based paint in public housing agencies’ (PHA) housing developments. The risk factors included the age of buildings, the number of units, household demographics, reported cases of childhood lead poisoning, and reports of missing lead‐based paint inspections in HUD’s data. The audit objective was to determine whether the Authority adequately managed lead‐based paint and lead‐based paint hazards in its public housing units.The Authority did not adequately manage lead‐based paint and lead‐based paint hazards in its public housing units. Specifically, it did not always perform lead‐based paint visual assessments within the required timeframe and mitigate lead‐based paint hazards in a timely manner. Further, the Authority needs to improve its processes for maintaining lead‐based paint documentation and providing accurate lead‐based paint disclosures to tenants. The Authority also did not ensure that its contractors provided lead‐based paint inspection and risk assessment reports that met HUD’s requirements. These weaknesses occurred because the Authority lacked adequate procedures and controls to appropriately manage its housing units that contained lead‐based paint. As a result, households that participated in the Authority’s program were at an increased risk of being exposed to lead‐based paint hazards, particularly families with children under 6 years of age.We recommend that the Director of the Philadelphia Office of Public Housing require the Authority to (1) establish procedures and controls to ensure that lead‐based paint visual assessments are performed within the required timeframe; (2) implement procedures and controls to ensure that lead‐based paint hazard reduction work is performed within the required timeframe and that all identified hazards are abated or treated with interim controls; (3) maintain lead‐based paint documentation for its properties in a manner that it is readily available for review by HUD and the Authority’s tenants if requested; (4) perform a search for historical lead‐based paint documentation; and (5) implement adequate procedures and controls to ensure that accurate lead disclosures are provided to current and prospective tenants and that contracted inspectors’ deliverables comply with applicable requirements. We also recommend that the Director of the Philadelphia Office of Public Housing work in conjunction with HUD’s Office of Lead Hazard Control and Healthy Homes to (1) provide training to the Authority’s staff involved with managing lead‐based paint and technical assistance to the Authority in developing and implementing new procedures and controls and (2) assess the quality of lead‐based paint inspections and risk assessments performed by the Authority’s contractors.