Securities and Exchange Commission

Source Id

383

Inspector General's FY 2017 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations

11/28/2017

2018

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Inspector General's FY 2017 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations

Audit of the SEC’s Compliance with the Digital Accountability and Transparency Act for Fiscal Year 2017, Report No. 545

11/07/2017

2018

545

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Compliance with the Digital Accountability and Transparency Act for Fiscal Year 2017, Report No. 545

The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2017

10/05/2017

2018

Top Management Challenges

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2017

Audit of the SEC’s Management of Its Data Centers, Report No. 543

09/29/2017

2017

543

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Management of Its Data Centers, Report No. 543

Audit of the SEC’s Progress in Enhancing and Redesigning the Electronic Data Gathering, Analysis, and Retrieval System, Report No. 544

09/28/2017

2017

544

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Progress in Enhancing and Redesigning the Electronic Data Gathering, Analysis, and Retrieval System, Report No. 544

Final Management Letter: Progress on the SEC’s Tips, Complaints, and Referrals Intake and Resolution System Redesign and Vulnerability Remediation Efforts

05/31/2017

2017

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Final Management Letter: Progress on the SEC’s Tips, Complaints, and Referrals Intake and Resolution System Redesign and Vulnerability Remediation Efforts

Results of Inspector General's Fiscal Year 2016 Purchase Card Program Risk Assessment

03/27/2017

2017

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Results of Inspector General's Fiscal Year 2016 Purchase Card Program Risk Assessment

Inspector General's Review of the SEC's FY 2016 Compliance with the Improper Payments Information Act

03/22/2017

2017

Review

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Inspector General's Review of the SEC's FY 2016 Compliance with the Improper Payments Information Act

Inspector General's FY 2016 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations

01/11/2017

2017

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Inspector General's FY 2016 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations

Final Management Letter - Readiness Review of the SEC's Progress Toward Compliance with the DATA Act of 2014

11/02/2016

2017

Review

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Final Management Letter - Readiness Review of the SEC's Progress Toward Compliance with the DATA Act of 2014

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