Securities and Exchange Commission

Source Id

383

Inspector General's Statement on the SEC's Management and Performance Challenges, October 2016

01/07/2016

2016

Top Management Challenges

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Inspector General's Statement on the SEC's Management and Performance Challenges, October 2016

Review of Certain Actions Taken by Commissioner Michael Piwowar as Acting Chairman

08/24/2017

2017

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Review of Certain Actions Taken by Commissioner Michael Piwowar as Acting Chairman

DOJ Press Release: Virginia Man Arrested And Charged In Manhattan Federal Court With $100 Million Market Manipulation Scheme Involving Fitbit Stock

05/19/2017

2017

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about DOJ Press Release: Virginia Man Arrested And Charged In Manhattan Federal Court With $100 Million Market Manipulation Scheme Involving Fitbit Stock

DOJ Press Release: Former SEC Employee Pleads Guilty to Making False Statements Designed to Conceal Prohibited Trading

05/09/2017

2017

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about DOJ Press Release: Former SEC Employee Pleads Guilty to Making False Statements Designed to Conceal Prohibited Trading

DOJ Press Release: Connecticut Financial Advisor Sentenced for Obstructing SEC Investigation

04/20/2017

2017

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about DOJ Press Release: Connecticut Financial Advisor Sentenced for Obstructing SEC Investigation

OIG Strategic Plan for Fiscal Years 2017 - 2019

09/19/2016

2016

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about OIG Strategic Plan for Fiscal Years 2017 - 2019

Review of the SEC’s Pay Transition Program

01/27/2016

2016

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Review of the SEC’s Pay Transition Program

Peer Review: System Review Report on the Securities and Exchange Commission’s Office of Inspector General Audit Organization

12/29/2015

2016

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Peer Review: System Review Report on the Securities and Exchange Commission’s Office of Inspector General Audit Organization

Final Report of Investigation, Administrative Law Judges

01/21/2016

2016

Investigation

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Final Report of Investigation, Administrative Law Judges

Audit of the Office of Compliance Inspections and Examinations’ Investment Adviser Examination Completion Process, Report No. 541

07/21/2017

2017

541

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the Office of Compliance Inspections and Examinations’ Investment Adviser Examination Completion Process, Report No. 541

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