Securities and Exchange Commission

Source Id

383

Evaluation of the EDGAR System’s Governance and Incident Handling Processes, Report No. 550

09/21/2018

2018

550

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Evaluation of the EDGAR System’s Governance and Incident Handling Processes, Report No. 550

The SEC Made Progress But Work Remains To Address Human Capital Management Challenges and Align With the Human Capital Framework, Report No. 549

09/11/2018

2018

549

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The SEC Made Progress But Work Remains To Address Human Capital Management Challenges and Align With the Human Capital Framework, Report No. 549

The SEC Should Take Action to Strengthen Its Management of Electronic Information Sources, Data Sources, and Print Materials, Report No. 548

09/11/2018

2018

548

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The SEC Should Take Action to Strengthen Its Management of Electronic Information Sources, Data Sources, and Print Materials, Report No. 548

External Peer Review Report on U.S. Securities and Exchange Commission Office of Inspector General Audit Organization

09/05/2018

2018

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about External Peer Review Report on U.S. Securities and Exchange Commission Office of Inspector General Audit Organization

Audit of the SEC’s Internal Controls for Retaining External Experts and Foreign Counsel for the Division of Enforcement, Report No. 547

06/15/2018

2018

547

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Internal Controls for Retaining External Experts and Foreign Counsel for the Division of Enforcement, Report No. 547

Semiannual Report to Congress October 1, 2017 to March 31, 2018

05/25/2018

2018

Semiannual Report

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Semiannual Report to Congress October 1, 2017 to March 31, 2018

Audit of the SEC’s Compliance With the Federal Information Security Modernization Act for Fiscal Year 2017, Report No. 546

03/30/2018

2018

546

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Compliance With the Federal Information Security Modernization Act for Fiscal Year 2017, Report No. 546

Results of the Inspector General’s Fiscal Year 2017 Purchase Card Program Risk Assessment

03/28/2018

2018

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Results of the Inspector General’s Fiscal Year 2017 Purchase Card Program Risk Assessment

Inspector General’s Report on the U.S. Securities and Exchange Commission’s Fiscal Year 2017 Compliance with the Improper Payments Information Act

03/23/2018

2018

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Inspector General’s Report on the U.S. Securities and Exchange Commission’s Fiscal Year 2017 Compliance with the Improper Payments Information Act

Semiannual Report to Congress April 1, 2017 to September 30, 2017

12/01/2017

2017

Semiannual Report

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Semiannual Report to Congress April 1, 2017 to September 30, 2017

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