The SEC's OIEA Could Benefit From Increased Coordination, Additional Performance Metrics, and Formal Strategic Planning, Report No. 564 Read more about The SEC's OIEA Could Benefit From Increased Coordination, Additional Performance Metrics, and Formal Strategic Planning, Report No. 564
Fiscal Year 2020 Independent Evaluation of SEC's Implementation of the Federal Information Security Modernization Act of 2014, Report No. 563 Read more about Fiscal Year 2020 Independent Evaluation of SEC's Implementation of the Federal Information Security Modernization Act of 2014, Report No. 563
DOJ Press Release: Licensed Attorney And Disbarred Attorney Charged With Securities Fraud For Roles In Fraudulent Opinion Letter Scheme Read more about DOJ Press Release: Licensed Attorney And Disbarred Attorney Charged With Securities Fraud For Roles In Fraudulent Opinion Letter Scheme
Semiannual Report to Congress: April 1, 2020, through September 30, 2020 Read more about Semiannual Report to Congress: April 1, 2020, through September 30, 2020
External Peer Review Report for the SEC OIG Inspection and Evaluation Function Read more about External Peer Review Report for the SEC OIG Inspection and Evaluation Function
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2020 Read more about The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2020
Opportunities Exist To Improve the SEC’s Management of Mobile Devices and Services, Report No. 562 Read more about Opportunities Exist To Improve the SEC’s Management of Mobile Devices and Services, Report No. 562
SEC Press Release: SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers Read more about SEC Press Release: SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers
SEC Press Release: SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets Read more about SEC Press Release: SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets