Securities and Exchange Commission

Source Id

383

External Peer Review Report on U.S. Securities and Exchange Commission Office of Inspector General Audit Organization

09/05/2018

2018

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about External Peer Review Report on U.S. Securities and Exchange Commission Office of Inspector General Audit Organization

Audit of the SEC’s Internal Controls for Retaining External Experts and Foreign Counsel for the Division of Enforcement, Report No. 547

06/15/2018

2018

547

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Internal Controls for Retaining External Experts and Foreign Counsel for the Division of Enforcement, Report No. 547

Semiannual Report to Congress October 1, 2017 to March 31, 2018

05/25/2018

2018

Semiannual Report

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Semiannual Report to Congress October 1, 2017 to March 31, 2018

Audit of the SEC’s Compliance With the Federal Information Security Modernization Act for Fiscal Year 2017, Report No. 546

03/30/2018

2018

546

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Compliance With the Federal Information Security Modernization Act for Fiscal Year 2017, Report No. 546

Results of the Inspector General’s Fiscal Year 2017 Purchase Card Program Risk Assessment

03/28/2018

2018

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Results of the Inspector General’s Fiscal Year 2017 Purchase Card Program Risk Assessment

Inspector General’s Report on the U.S. Securities and Exchange Commission’s Fiscal Year 2017 Compliance with the Improper Payments Information Act

03/23/2018

2018

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Inspector General’s Report on the U.S. Securities and Exchange Commission’s Fiscal Year 2017 Compliance with the Improper Payments Information Act

Semiannual Report to Congress April 1, 2017 to September 30, 2017

12/01/2017

2017

Semiannual Report

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Semiannual Report to Congress April 1, 2017 to September 30, 2017

Inspector General's FY 2017 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations

11/28/2017

2018

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Inspector General's FY 2017 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations

Audit of the SEC’s Compliance with the Digital Accountability and Transparency Act for Fiscal Year 2017, Report No. 545

11/07/2017

2018

545

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Compliance with the Digital Accountability and Transparency Act for Fiscal Year 2017, Report No. 545

The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2017

10/05/2017

2018

Top Management Challenges

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2017

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