Securities and Exchange Commission

Source Id

383

Final Management Letter: Evaluation of the U.S. Securities and Exchange Commission’s Delinquent Filings Program

12/17/2019

2020

Inspection / Evaluation

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Final Management Letter: Evaluation of the U.S. Securities and Exchange Commission’s Delinquent Filings Program

Semiannual Report: April 1, 2019 to September 30, 2019

12/02/2019

2019

Semiannual Report

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Semiannual Report: April 1, 2019 to September 30, 2019

The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services, Report No. 556

11/07/2019

2020

556

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services, Report No. 556

Audit of the SEC’s Compliance With the Digital Accountability and Transparency Act for Fiscal Year 2019, Report No. 557

11/04/2019

2020

557

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Audit of the SEC’s Compliance With the Digital Accountability and Transparency Act for Fiscal Year 2019, Report No. 557

DOJ Press Release: Biotech Company CEO Convicted of Securities Fraud and Obstruction

10/28/2019

2020

Investigation

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about DOJ Press Release: Biotech Company CEO Convicted of Securities Fraud and Obstruction

The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2019

10/07/2019

2020

Top Management Challenges

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2019

SEC OIG Strategic Plan for Fiscal Years 2019 - 2024

09/30/2019

2019

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about SEC OIG Strategic Plan for Fiscal Years 2019 - 2024

The SEC Has Processes to Manage Information Technology Investments But Improvements Are Needed, Report No. 555

09/19/2019

2019

555

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The SEC Has Processes to Manage Information Technology Investments But Improvements Are Needed, Report No. 555

Final Management Letter: Update on the SEC’s Progress Toward Redesigning the Electronic Data Gathering, Analysis, and Retrieval System

05/23/2019

2019

Other

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about Final Management Letter: Update on the SEC’s Progress Toward Redesigning the Electronic Data Gathering, Analysis, and Retrieval System

The SEC Can Better Manage Administrative Aspects of the ISS Contract, Report No. 554

05/31/2019

2019

554

Audit

Securities and Exchange Commission OIG

Securities and Exchange Commission

Read more about The SEC Can Better Manage Administrative Aspects of the ISS Contract, Report No. 554

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