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Source Id
323

Summary Report on Significant Single Audit Findings Impacting DOT Programs for the 3-Month Period Ending March 31, 2023

2023
SA2023026
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe queried and downloaded 74 single audit reports prepared by non-Federal auditors and submitted to the Federal Audit Clearinghouse between January 1, 2023 and March 31, 2023, to identify significant findings related to programs directly funded by the Department of Transportation...

Quality Control Review on a Single Audit of the Highways Division, Department of Transportation for the State of Hawaii, Honolulu, HI

2023
QC2023028
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe performed a quality control review (QCR) on the single audit that Accuity LLP performed for the Highways Division, Department of Transportation for the State of Hawaii’s (HIDOT) fiscal year that ended June 30, 2021. During this period, HIDOT expended approximately $226.5 million...

DOT’s Fiscal Year 2022 Payment Integrity Information Act Compliance Review

2023
FS2023029
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Payment Integrity Information Act of 2019 (PIIA) requires agencies to identify, report, and reduce improper payments in programs susceptible to significant improper payments. The act also requires agencies to publish applicable payment integrity information in the materials...

Fragmented Processes Weaken DOT’s Accountability for Contractor Employee PIV Cards

2023
ZA2023030
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Personal Identity Verification (PIV) card is the Department’s foundation for securely identifying every individual seeking access to the Department of Transportation’s (DOT) secure facilities and information systems. Once contractor employees no longer need that access, DOT...

NHTSA Has Not Fully Established and Applied Its Risk-Based Process for Safety Defect Analysis

2023
ST2023031
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe impacts of a motor vehicle safety defect can be significant. The National Traffic and Motor Vehicle Safety Act authorizes the National Highway Traffic Safety Administration (NHTSA) to investigate motor vehicle safety issues and requires manufacturers to notify the Agency of all...

PHMSA Established an Effective Integrated Inspection Program but Needs To Strengthen Guidelines To Mitigate Risks

2023
ST2023032
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtAs part of its oversight responsibilities, the Pipeline and Hazardous Materials Safety Administration's (PHMSA) Office of Pipeline Safety (OPS) conducts pipeline inspections, including integrated inspections that combine elements of various safety inspections. We conducted this...

FAA’s Office of Investigations and Professional Responsibility Needs To Enhance Internal Controls for Conducting Administrative Investigations

2023
AV2023024
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Federal Aviation Administration’s (FAA) Office of Investigations and Professional Responsibility (AXI) conducts administrative investigations and special inquiries on FAA employees and contractors suspected of violating Agency orders, regulations, and policy. The Federal...

FAA Has Completed 737 MAX Return to Service Efforts, but Opportunities Exist To Improve the Agency's Risk Assessments and Certification Processes

2023
AV2023025
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Federal Aviation Administration (FAA) has historically maintained an excellent safety record. However, two fatal accidents in 2018 and 2019 involving the Boeing 737 MAX 8 raised concerns about FAA's oversight and certification of civilian aircraft manufactured and operated in...

Quality Control Review on a Single Audit of the Indianapolis Airport Authority, Indianapolis, IN

2023
QC2023021
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe performed a quality control review (QCR) on the single audit that FORVIS, LLP performed for the Indianapolis Airport Authority’s (IAA) fiscal year that ended December 31, 2021. During this period, IAA expended approximately $48.5 million from a U.S. Department of Transportation...

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