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Source Id
323

Summary Report on Significant Single Audit Findings Impacting DOT Programs for the 3-Month Period Ending June 30, 2023

2023
SA2023041
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe queried and downloaded 93 single audit reports prepared by non-Federal auditors and submitted to the Federal Audit Clearinghouse between April 1, 2023, and June 30, 2023, to identify significant findings related to programs directly funded by the Department of Transportation (DOT...

Quality Control Review of the Independent Service Auditors’ Report on DOT’s Enterprise Services Center’s System Organization and Controls

2023
QC2023042
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThis report presents the results of our quality control review (QCR) of an attestation examination of the Department of Transportation’s (DOT) Enterprise Services Center (ESC) controls. ESC provides financial management services to DOT and other agencies and operates under the...

DOT's Cloud-Based Systems' Security Weaknesses Hinder Its Transition to a Zero Trust Architecture

2023
IT2023043
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtOver the past 10 years, the Department of Transportation (DOT) and its Operating Administrations (OA) have increased their migration to and adoption of cloud computing based on Federal requirements. In May 2021, the President issued Executive Order 14028 to modernize Federal...

Quality Control Review on a Single Audit of the Riverside County Transportation Commission, Riverside, CA

2023
QC2023029
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe performed a quality control review (QCR) on the single audit that Eide Bailly LLP performed for the Riverside County Transportation Commission’s (RCTC) fiscal year that ended June 30, 2021. During this period, RCTC expended approximately $626.8 million from U.S. Department of...

FAA Conducts Comprehensive Evaluations of Pilots With Mental Health Challenges, but Opportunities Exist to Further Mitigate Safety Risks

2023
AV2023038
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtOn March 24, 2015, Germanwings Flight 9525 crashed in the Alps, killing all 150 people on board. The crash was due to deliberate actions by the copilot. According to the final accident report, the copilot started to suffer from severe depression in 2008. In July 2009, and each year...

DOT Should Enhance Its Fraud Risk Assessment Processes for IIJA-Funded Surface Transportation Programs

2023
ST2023034
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Infrastructure Investment and Jobs Act (IIJA) authorized about $660 billion in funding for new and existing U.S. Department of Transportation (DOT) programs for fiscal years 2022 through 2026—more than twice the amount in the previous 5-year authorization law. IIJA also changed...

FAA Faces Controller Staffing Challenges as Air Traffic Operations Return to Pre-Pandemic Levels at Critical Facilities

2023
AV2023035
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtEnsuring adequate staffing and training for air traffic controllers—an essential part of maintaining the safety and efficiency of the National Airspace System (NAS)—has been a challenge for the Federal Aviation Administration (FAA), especially at the Nation’s most critical...

FAA Has Deployed a Prototype System for Monitoring Commercial Space Operations but Faces Integration Challenges

2023
AV2023036
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Federal Aviation Administration (FAA) is responsible for safely managing the National Airspace System (NAS). This requires coordinating commercial and military aviation with increasing numbers of commercial space transportation launches and reentries. Citing this increasing...

Regulatory Gaps and Lack of Consensus Hindered FAA's Progress in Certifying Advanced Air Mobility Aircraft, and Challenges Remain

2023
AV2023037
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtAdvanced Air Mobility (AAM) is a Government and industry initiative to develop an air transportation system between and within rural and urban locations. This new technology, including highly automated hybrid and electric vertical takeoff and landing (eVTOL) aircraft, promises many...

Opportunities Exist for FAA To Strengthen Its Workforce Planning and Training Processes for Maintenance Technicians

2023
AV2023027
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Federal Aviation Administration (FAA) employs approximately 5,000 maintenance technicians who install, maintain, repair, and certify roughly 74,000 pieces of equipment in the National Airspace System. Citing concerns with staffing and training for this important workforce, the...

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