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Mastermind of Multimillion-Dollar Penny-Stock Scam Indicted for Fraud and Obstruction
CEO of Publicly Traded Company Arrested in Securities Fraud Scheme
Enhanced Planning, Performance Measurement and Evaluation, and Information Can Improve Oversight of Broker-Dealer Examinations report No. 583
The SEC Missed Opportunities to Lower Contract Risk and More Effectively Manage Time-and-Materials Contracts, Report No. 582
Peer Review: System Review Report on the U.S. Securities and Exchange Commission's Office of Inspector General Audit Organization
OIG's Semiannual Report to Congress – October 1, 2023, through March 31, 2024
Final Management Letter: Evaluation of the SEC’s FY 2023 Compliance With the Payment Integrity Information Act of 2019
Peer Review: External Peer Review Report for the SEC OIG Inspection and Evaluation Function
Opportunities Exist to Strengthen the SEC’s Office of Equal Employment Opportunity Programs and Operations, Report No. 581
