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CEO of Publicly Traded Company Arrested in Securities Fraud Scheme
Enhanced Planning, Performance Measurement and Evaluation, and Information Can Improve Oversight of Broker-Dealer Examinations report No. 583
The SEC Missed Opportunities to Lower Contract Risk and More Effectively Manage Time-and-Materials Contracts, Report No. 582
Peer Review: System Review Report on the U.S. Securities and Exchange Commission's Office of Inspector General Audit Organization
OIG's Semiannual Report to Congress – October 1, 2023, through March 31, 2024
Final Management Letter: Evaluation of the SEC’s FY 2023 Compliance With the Payment Integrity Information Act of 2019
Peer Review: External Peer Review Report for the SEC OIG Inspection and Evaluation Function
Opportunities Exist to Strengthen the SEC’s Office of Equal Employment Opportunity Programs and Operations, Report No. 581
Fiscal Year 2023 Independent Evaluation of the SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 580
