In March 2018, the VA Office of Inspector General (OIG) reported on deficiencies within the Veterans Health Administration (VHA) personnel suitability program, concluding that neither VA nor VHA effectively governed the background investigation process to ensure requirements were met at medical facilities nationwide. In September 2023, the OIG reported on similar deficiencies during a follow-up audit of VHA’s personnel suitability program. These prior audits identified issues that could affect the entire VA enterprise, prompting the OIG to conduct this audit of the background investigation process for Veterans Benefits Administration (VBA) and National Cemetery Administration (NCA) staff and determine whether investigation actions were completed on time and recorded reliably.VBA and NCA did not effectively govern their personnel suitability programs to ensure that background investigations were completed within required time frames or recorded reliably. The team found problems at every stage of the process: completion by candidates of questionnaires that the Defense Counterintelligence and Security Agency must have to begin background investigations, on-time initiation of background investigations, resumption of discontinued investigations, adjudications on schedule, and investigation documentation in employee personnel folders. Delayed adjudications were especially problematic. The OIG team estimated that 71 percent of VBA employees and 58 percent of NCA employees were not adjudicated by VA within the required 90 days of the date of the final investigative report.These issues occurred because VBA and NCA prioritized prescreening over adjudicating investigation results for newly hired staff. Further, whereas each administration tracked metrics for the prescreening process, neither tracked metrics for background investigation adjudications. As a result, both administrations assume unnecessary risk by allowing staff who are not fully vetted to handle sensitive personal information and interact with veterans.The OIG made two recommendations to the under secretary for benefits and two recommendations to the under secretary for memorial affairs.
Report Date | Agency Reviewed / Investigated | Report Title | Type | Location | |
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Department of Veterans Affairs | VBA’s and NCA’s Personnel Suitability Programs Need Improved Governance | Audit | Agency-Wide | View Report | |
Internal Revenue Service | Quarterly Snapshot: The IRS’s Inflation Reduction Act Spending Through June 30, 2024 | Inspection / Evaluation | Agency-Wide | View Report | |
Smithsonian Institution | Acquisition Management: Smithsonian Needs to Improve Its Management and Allocation of the Rebates Received from the GSA SmartPay Program | Audit | Agency-Wide | View Report | |
Department of Defense | Quality Control Review of the KPMG LLP FY 2023 Single Audit of Carnegie Mellon University | Inspection / Evaluation | Agency-Wide | View Report | |
Internal Revenue Service | Millions of Taxpayers Took Early Retirement Distributions but Some Did Not Pay the Additional Tax, Claim an Exception, or Report the Income | Audit | Agency-Wide | View Report | |
Internal Revenue Service | The IRS Could Collect Over a Billion Dollars in Taxes From Unreported Wagering Income | Audit | Agency-Wide | View Report | |
Federal Trade Commission | FY 2024 Report on the Federal Trade Commission's Top Management and Performance Challenges | Top Management Challenges | Agency-Wide | View Report | |
Department of Veterans Affairs | Inspection of Select Vet Centers in Pacific District 5 Zone 1 | Inspection / Evaluation |
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View Report | |
National Archives and Records Administration | Evaluation of NARA’s Controls Over Records Relocation | Inspection / Evaluation | Agency-Wide | View Report | |
Department of Homeland Security | Results of an Unannounced Inspection of Baker County Sheriff's Office in Macclenny, Florida | Inspection / Evaluation | Agency-Wide | View Report | |