For FY 2015, both the Department and FSA financial statements were fairly presented, in all material respects, in accordance with generally accepted accounting principles; however, like FY 2014, the financial statement auditors identified one significant deficiency in internal control over financial reporting and one instance of reportable noncompliance. The significant deficiency involved information technology controlsover security management, personnel security, access controls, and configuration management, which can increase the risk of unauthorized access to the Department’s systems used to capture, process, and report financial transactions and balances, affecting the reliability and security of the data and information. The instance of noncompliance involved a provision of the Debt Collection Improvement Act of 1996, as amended by the Digital Accountability and Transparency Act of 2014 which requires Federal agencies to notify the Secretary of the Treasury of debts that are more than 120 days delinquent. The auditors found that neither the Department nor FSA had processes in place to comply with the 120-day notification requirement.
| Report Date | Agency Reviewed / Investigated | Report Title | Type | Location | |
|---|---|---|---|---|---|
| Department of Education | Fiscal Years 2015 and 2014 Financial Statements, Federal Student Aid | Audit | Agency-Wide | View Report | |
| Export-Import Bank | Audit of the Export Import Bank of the United States Fiscal Year 2015 Financial Statements | Audit |
|
View Report | |
| Social Security Administration | Accuracy of Disability Benefits to Beneficiaries Who Also Receive Federal Employees’ Compensation Act Payments | Audit | Agency-Wide | View Report | |
| Department of the Treasury | Audit of the Community Development Financial Institutions Fund's Fiscal Years 2015 and 2014 Financial Statements | Audit | Agency-Wide | View Report | |
| Federal Maritime Commission | Evaluation of the FMC’s Compliance with the Federal Information Security Management Act FY 2015 | Inspection / Evaluation | Agency-Wide | View Report | |
| Department of the Treasury | INFORMATION TECHNOLOGY: Department of the Treasury Federal Information Security Modernization Act Fiscal Year 2015 Performance Audit | Audit | Agency-Wide | View Report | |
| Department of the Treasury | INFORMATION TECHNOLOGY: Department of the Treasury Federal Information Security Modernization Act Fiscal Year 2015 Independent Evaluation for Collateral National Security Systems | Inspection / Evaluation | Agency-Wide | View Report | |
| Internal Revenue Service | Improvements Are Needed to Better Ensure Refunds Claimed on Potentially Fraudulent Tax Returns Are Not Erroneously Released | Audit | Agency-Wide | View Report | |
| Nuclear Regulatory Commission | Independent Evaluation of NRC's Implementation of the Federal Information Security Modernization Act of 2014 for FY 2015 | Inspection / Evaluation | Agency-Wide | View Report | |
| Social Security Administration | The Social Security Administration's Compliance with the Federal Information Security Modernization Act of 2014 for Fiscal Year 2015 | Audit | Agency-Wide | View Report | |
