SEC - 576 - 3 | Oversight.gov

Perform a detailed review of Division-wide (a) procedures for timely processing matters under inquiry and (b) controls that ensure investigations that are not anticipated to lead to an enforcement action are timely closed, and then disseminate across the Division of Enforcement any best practices identified.

Questioned Costs

$0

Funds for Better Use

$0

Recommendation Status

Closed

Source UUID

72e2bb3b-830b-4f78-801b-8ea5f7fd9e77-3

Report

Enforcement Investigations: Measures of Timeliness Showed Some Improvement But Enforcement Can Better Communicate Capabilities for Expediting Investigations and Improve Internal Processes, Report No. 576

Recommendation Number

3