Enforcement Investigations: Measures of Timeliness Showed Some Improvement But Enforcement Can Better Communicate Capabilities for Expediting Investigations and Improve Internal Processes, Report No. 576

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Date Issued

Wednesday, February 15, 2023

Submitting OIG

Securities and Exchange Commission OIG

Other Participating OIGs

Securities and Exchange Commission OIG

Agencies Reviewed/Investigated

Securities and Exchange Commission

Components

Division of Enforcement

Report Number

576

Report Description

Enforcement Investigations: Measures of Timeliness Showed SomeImprovement But Enforcement Can Better Communicate Capabilities forExpediting Investigations and Improve Internal Processes, Report No. 576

Report Type

Audit

Agency Wide

Yes

Number of Recommendations

3

Questioned Costs

$0

Funds for Better Use

$0