CPF Audit of the CFTC Customer Protection Fund Financial Statements (Fiscal Year-2020)
2021
Audit
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Logo
Abbreviation
CFTCOIG
Agencies
Commodity Futures Trading Commission
Federal Agency
Yes
Location
United States
What to Report to the OIG Hotline
If you know about waste, fraud, abuse, misconduct, mismanagement, inefficiency, economy, or whistleblower reprisal relating to a Commodity Futures Trading Commission (CFTC) employee, operation, program, or contract, you may report it to the CFTC OIG hotline.
What Not to Report to the OIG Hotline
Any matters relating to the industry CFTC regulates. Please report any matters pertaining to CFTC registrants or regulated market participants to the CFTC Division of Enforcement.
Management Challenges- Fiscal Year 2020
2021
Audit
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Management Challenges- Fiscal Year 2020
CFTC’s Policies and Procedures Regarding Oversight of Cybersecurity Safeguards by Registered Entities
2020
Audit
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Transmittal Letter for OIG Semi-Annual Report to Congress ending March 31,2020
2020
Semiannual Report
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Transmittal Letter for OIG Semi-Annual Report to Congress ending March 31,2020
CFTC OIG Semi-Annual Report ending March 31, 2020
2020
Semiannual Report
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
CFTC OIG Semi-Annual Report ending March 31, 2020
CPF Audit Opinion and Financial Statements FY 2019 (October 31, 2019)
2020
Audit
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
CPF Audit Opinion and Financial Statements FY 2019 (October 31, 2019)
2019 Financial Statement Audit Opinion (November 20, 2019)
2020
Audit
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
2019 Financial Statement Audit Opinion (November 20, 2019)
Management Challenges – Fiscal Year 2019
2020
Top Management Challenges
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Management Challenges – Fiscal Year 2019
Management of Select Service Contracts Used by the Office of Data and Technology (ODT) (September 11, 2019)
2020
Inspection / Evaluation
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Management of Select Service Contracts Used by the Office of Data and Technology (ODT) (September 11, 2019)
CFTC’s Compliance with the Digital Accountability and SUBJECT: Transparency Act (DATA Act) of 2014 (FY 2019 Quarter 1) (December 5, 2019)
2020
Audit
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
CFTC’s Compliance with the Digital Accountability and SUBJECT: Transparency Act (DATA Act) of 2014 (FY 2019 Quarter 1) (December 5, 2019)