United States
Audit Peer Review Report on the CFTC OIG for Period Ending March 2025
OIG Evaluation of CFTC’s Anti-Harassment Program
Review of CFTC’s Nondisclosure policies, forms, and agreements to assess compliance with the Whistleblower Protection Enhancement Act of 2012
Semiannual Report to Congress October 1, 2024 – March 31, 2025
CFTC’s Compliance with the Payment Integrity Information Act of 2019 (PIIA) for FY24
Summary of Investigation into Allegations of Telework Violations by CFTC Risk Analyst
Audit of CFTC's Compliance with the Government Charge Card Abuse Prevention Act
We contracted with the Joachim Group CPAs & Consultants (Joachim Group) to examine the management of government issued purchase and travel cards. The Joachim Group conducted the audit in accordance with Generally Accepted Government Auditing Standards (GAGAS) and is responsible for the attached...
Audit of the CFTC's Enterprise Risk Management Program.
We contracted with Williams, Adley & Company-DC, LLP (Williams Adley) to examine the effectiveness of the CFTC’s ERM process as well as its maturity. Williams Adley conducted the audit in accordance with Generally Accepted Government Auditing Standards (GAGAS) and is responsible for the attached...
Seminannual Report to Congress April 1, 2024 - September 30, 2024
During the reporting period, the Office of Audits completed and published the Fiscal Year (FY) 2023 and FY 2024 Federal Information Security Modernization Act (FISMA) audits and the Payment Integrity Information Act audit; the latter two were completed by independent public accountants (IPAs)...