Securities and Exchange Commission

• Read more about Evaluation of the EDGAR System’s Governance and Incident Handling Processes

• Read more about Audit of the SEC’s Compliance With the Federal Information Security Modernization Act for Fiscal Year 2017

• Read more about The SEC's OIEA Could Benefit From Increased Coordination, Additional Performance Metrics, and Formal Strategic Planning, Report No. 564

• Read more about Fiscal Year 2020 Independent Evaluation of SEC's Implementation of the Federal Information Security Modernization Act of 2014, Report No. 563

• Read more about DOJ Press Release: Licensed Attorney And Disbarred Attorney Charged With Securities Fraud For Roles In Fraudulent Opinion Letter Scheme

• Read more about Semiannual Report to Congress: April 1, 2020, through September 30, 2020

• Read more about External Peer Review Report for the SEC OIG Inspection and Evaluation Function

• Read more about The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2020

• Read more about Opportunities Exist To Improve the SEC’s Management of Mobile Devices and Services, Report No. 562

• Read more about SEC Press Release: SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers