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The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2021
Additional Steps Are Needed For the SEC To Implement a Well-Defined Enterprise Architecture, Report No. 568
Peer Review: System Review Report on the Securities and Exchange Commission's Office of Inspector General Audit Organization
DERA Staff Research and Publications Support the SEC’s Mission, But Related Controls and Agency-wide Communication and Coordination Could Be Improved, Report No. 567
Final Management Letter: Review of the SEC's Compliance With CISA ED 21-01 and Initial Response to the SolarWinds Compromise
DOJ Press Release: Disbarred Attorney Pleads Guilty To Securities Fraud In Connection With Fraudulent Opinion Letter Scheme
Final Management Letter: Evaluation of SEC’s FY 2020 Compliance With the Payment Integrity Information Act of 2019
