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Registered Investment Adviser Examinations: EXAMS Has Made Progress To Assess Risk and Optimize Limited Resources, But Could Further Improve Controls Over Some Processes, Report No. 571
Fiscal Year 2021 Independent Evaluation of the SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 570
Semiannual Report to Congress: April 1, 2021, through September 30, 2021
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2021
Additional Steps Are Needed For the SEC To Implement a Well-Defined Enterprise Architecture, Report No. 568
Peer Review: System Review Report on the Securities and Exchange Commission's Office of Inspector General Audit Organization
DERA Staff Research and Publications Support the SEC’s Mission, But Related Controls and Agency-wide Communication and Coordination Could Be Improved, Report No. 567
