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Source Id
323

Quality Control Review of the Independent Auditor's Report on the Department of Transportation's Audited Consolidated Financial Statements for Fiscal Years 2020 and 2019

2021
QC2021008
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe contracted with the independent public accounting firm KPMG LLP to audit the Department of Transportation's (DOT) consolidated financial statements as of and for the fiscal years ended September 30, 2020, and September 30, 2019, and provide an opinion on those financial...

DOT Is Making Progress Toward Fulfilling the Requirements of the Geospatial Data Act of 2018

2021
IT2021001
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtGeospatial data contain information on locations on Earth, such as location identifiers and boundary characteristics. Transportation related geospatial data include instrument-flight-rule navigation charts and maps of pipeline inspection boundaries. In October 2018, Congress passed...

DOT’s Fiscal Year 2021 Top Management Challenges

2021
PT2021002
Top Management Challenges
Department of Transportation OIG
Department of Transportation

What We Looked AtAs required by law, we report annually on the Department of Transportation’s (DOT) most significant challenges to meeting its mission. We considered several criteria in identifying DOT’s top management challenges for fiscal year 2021, including their impact on safety, documented...

Quality Control Review of the Independent Auditor's Report on the Assessment of DOT's Information Security Program and Practices

2021
QC2021003
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThis report presents the results of our quality control review (QCR) of an audit of the Department of Transportation's (DOT) information security program and practices. The Federal Information Security Modernization Act (FISMA) requires agencies to develop, implement, and document...

FAA and Its Partner Agencies Have Begun Work on the Aviation Cyber Initiative and Are Implementing Priorities

2020
AV2020043
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtFAA oversees the safety of civil aviation through a complex network of information systems at air traffic control facilities. Cyber-based threats are rapidly evolving and may put air traffic control systems at risk for compromise. The FAA Extension, Safety, and Security Act of 2016...

FAA Issued New Medical Requirements for Small Aircraft Pilots but Lacks Procedures and Data To Oversee the Program

2020
AV2020044
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe United States has the largest and most diverse general aviation community in the world. In 2017, the Federal Aviation Administration (FAA) issued a new rule, referred to as BasicMed, which implemented an alternative way for many general aviation pilots to establish medical...

FAA’s Process for Updating Its Aircraft Evacuation Standards Lacks Data Collection and Analysis on Current Evacuation Risks

2020
AV2020045
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtEffective evacuations of aircraft during emergencies can help save lives. Two aircraft accidents involving evacuations—one in September 2015 involving a British Airways aircraft and another in October 2016 involving an American Airlines aircraft—resulted in no fatalities, and...

Quality Control Review on a Single Audit of the City of Fayetteville, Fayetteville, NC

2020
QC2020047
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe performed a quality control review (QCR) on the single audit that RSM US LLP performed for the City of Fayetteville’s (City) fiscal year that ended June 30, 2018. During this period, the City expended approximately $6.8 million from the U.S. Department of Transportation’s (DOT)...

Report on the Quality Control Review of the Independent Auditor’s Report on DOT’s Enterprise Services Center

2020
QC2020046
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThis report presents the results of our quality control review (QCR) of an audit of the Department of Transportation’s (DOT) Enterprise Services Center (ESC) controls. ESC provides financial management services to DOT and other agencies, and operates under the direction of DOT’s...

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