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Source Id
323

Summary Report on Significant Single Audit Findings Impacting DOT Programs for the 3-Month Period Ending September 30, 2021

2022
SA2022010
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe queried and downloaded 75 single audit reports prepared by non-Federal auditors and submitted to the Federal Audit Clearinghouse between July 1, 2021 and September 30, 2021, to identify significant findings related to programs directly funded by the Department of Transportation...

Weaknesses in NHTSA’s Training and Guidance Limit Its Ability To Set and Enforce Federal Motor Vehicle Safety Standards

2022
ST2022009
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtAs part of its mission to prevent and reduce vehicle crashes, the National Highway Traffic Safety Administration’s (NHTSA) Office of Safety Compliance (OVSC) sets Federal Motor Vehicle Safety Standards (FMVSS) to improve traffic safety. FMVSS provide performance and regulatory...

Independent Auditor’s Report on the Great Lakes Saint Lawrence Seaway Development Corporation’s Financial Statements for Fiscal Years 2021 and 2020

2022
FS2022011
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtIn accordance with the Government Corporation Control Act of 1945, we audited the financial statements of the Great Lakes Saint Lawrence Seaway Development Corporation (GLS), a U.S. Government Corporation, as of and for the fiscal years ended September 30, 2021, and September 30...

Quality Control Review of the Independent Auditor’s Report on the Federal Aviation Administration’s Audited Consolidated Financial Statements for Fiscal Years 2021 and 2020

2022
QC2022013
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe contracted with the independent public accounting firm KPMG, LLP to audit the Federal Aviation Administration’s (FAA) consolidated financial statements as of and for the fiscal years ended September 30, 2021, and September 30, 2020. KPMG was also required to provide an opinion on...

Quality Control Review of the Independent Auditor's Report on the Department of Transportation's Audited Consolidated Financial Statements for Fiscal Years 2021 and 2020

2022
QC2022015
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtWe contracted with the independent public accounting firm KPMG LLP to audit the Department of Transportation's (DOT) consolidated financial statements as of and for the fiscal years ended September 30, 2021, and September 30, 2020. KPMG was required to provide an opinion on those...

Quality Control Review of the Independent Auditor’s Report on DOT’s Compliance with the Digital Accountability and Transparency Act

2022
QC2022002
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Digital Accountability and Transparency Act of 2014 (DATA Act) requires the establishment of governmentwide data standards for financial data. These standards are intended to make it easier for taxpayers and policy makers to review and track Federal spending activity with...

FTA Does Not Effectively Assess Security Controls or Remediate Cybersecurity Weaknesses To Ensure the Proper Safeguards Are in Place To Protect Its Financial Management Systems

2022
IT2022005
Audit
Department of Transportation OIG
Department of Transportation
Pandemic

What We Looked AtThe Coronavirus Aid, Relief, and Economic Security (CARES) Act of 2020 set up appropriations to support executive agency operations during the COVID-19 pandemic. The Federal Transit Administration (FTA) has received nearly $70 billion in CARES Act and other COVID-19 relief...

FMCSA’s IT Infrastructure Is at Risk of Compromise

2022
IT2022003
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtThe Federal Motor Carrier Safety Administration (FMCSA) regulates and oversees the safety of commercial motor vehicles. It partners with other agencies and the motor carrier industry to conduct this work. The Agency uses 13 web-based applications to aid vehicle registration...

FAA Lacks Effective Oversight Controls To Determine Whether American Airlines Appropriately Identifies, Assesses, and Mitigates Aircraft Maintenance Risks

2022
AV2022004
Audit
Department of Transportation OIG
Department of Transportation

What We Looked AtAmerican Airlines, one of the world’s largest commercial air carriers, has not experienced a fatal accident in nearly two decades. Despite this safety record, reports of potentially unsafe maintenance practices have raised concerns about the Federal Aviation Administration’s (FAA)...

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