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Source Id
565

The U.S. Census Bureau's Mishandling of a January 2020 Cybersecurity Incident Demonstrated Opportunities for Improvement

2021
OIG-21-034-A
Audit
Department of Commerce OIG
Department of Commerce

For our final report on the audit of the U.S. Census Bureau's (the Bureau's) incident response process, our audit objective was to assess the adequacy of the Bureau's process to respond to cybersecurity incidents according to federal and U.S. Department of Commerce requirements. We found the...

USPTO Should Improve Controls over Examination of Trademark Filings to Enhance the Integrity of the Trademark Register

2021
OIG-21-033-A
Audit
Department of Commerce OIG
Department of Commerce

For our final report on the audit of the United States Patent and Trademark Office’s (USPTO’s) efforts to improve the accuracy of the trademark register, our audit objective was to determine whether USPTO’s trademark registration process is effective in preventing fraudulent or inaccurate...

USPTO Has Opportunities to Improve Its Internal Controls and Oversight Related to PTA and PTE Calculations

2021
OIG-21-030-I
Inspection / Evaluation
Department of Commerce OIG
Department of Commerce

For our final report on the evaluation of the United States Patent and Trademark Office’s (USPTO’s) Patent Term Adjustment (PTA) and Patent Term Extension (PTE) processes, our objectives were to determine whether USPTO (1) calculates and awards PTA and PTE in compliance with relevant statutes...

NOAA Fisheries Implemented the Requirements for Awarding Funds Under the CARES Act but Faces Challenges with the Pace of Funds Disbursement to Fishery Participants

2021
OIG-21-028-I
Inspection / Evaluation
Department of Commerce OIG
Department of Commerce
Pandemic

For our evaluation of the National Oceanic and Atmospheric Administration’s (NOAA’s) National Marine Fisheries Service (NMFS, also known as NOAA Fisheries) plan for the implementation of Coronavirus Aid, Relief, and Economic Security Act (CARES Act) funding, our objective was to determine whether...

OMAO Must Define and Implement a Disciplined Requirements Management Process to Ensure Future Acquisitions Meet User Needs

2021
OIG-21-027-I
Inspection / Evaluation
Department of Commerce OIG
Department of Commerce

For our final report on the evaluation of NOAA OMAO’s Ship Fleet Recapitalization Program, our overall objective was to determine the extent to which NOAA OMAO’s acquisition fleet lifecycle processes were followed throughout the development, operation, maintenance, and sustainment of the program to...

Fiscal Year 2020 Compliance with Improper Payment Requirements

2021
OIG-21-026-I
Inspection / Evaluation
Department of Commerce OIG
Department of Commerce

For our final report on FY 2020 improper payment reporting, our review objective was to determine the Department’s compliance with the Payment Integrity Information Act of 2019 (PIIA). To determine FY 2020 compliance, we reviewed the “Payment Integrity” section of the Department’s FY 2020 Agency...

The Patent Trial and Appeal Board Faces Operational, Information Technology, and Data Risks

2021
OIG-21-025-I
Inspection / Evaluation
Department of Commerce OIG
Department of Commerce

For our evaluation of USPTO’s Patent Trial and Appeal Board (PTAB) operations, the objectives were to (1) assess PTAB’s processes; (2) identify risk areas within PTAB; and (3) identify any internal and external challenges PTAB faces, and the significance and impacts of these challenges. We...

Audit of the National Institute of Standards and Technology Working Capital Fund for the Fiscal Year Ended September 30, 2019

2021
OIG-21-024-A
Audit
Department of Commerce OIG
Department of Commerce

For our audit of NIST’s Working Capital Fund for fiscal year ended September 30, 2019, our objective was to determine whether budgetary controls over the fund were adequate. Specifically, the audit focused on determining whether the fund was (1) recovering the full cost of reimbursable services; (2)...

Management Alert: Business Application Solution's Program’s Focus on Technology May Overlook Risks Related to Business Processes

2021
OIG-21-023-M
Review
Department of Commerce OIG
Department of Commerce

This is a management alert on the Business Applications Solution (BAS) program’s approach to business process reengineering, which requires immediate attention, given that the program is in a crucial design phase of the overall effort. The BAS program seeks to modernize the U.S. Department of...

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