Whitepaper: Expanding Customer Education Initiatives
2018
Review
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Source Id
503
Inspection and Evaluation of the February 2018 CFTC-SEC harmonization briefing
2019
Inspection / Evaluation
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Signed Final Cover Letter
2018
Inspection / Evaluation
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
NERA Review of CFTC DCR Stress Testing Programs
2018
Inspection / Evaluation
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
OIG Follow-Up Memo Regarding March 30, 2017, OIG Investigative Report
2017
Investigation
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Investigation into Potential Violation of 18 U.S.C. § 208: Acts Affecting a Personal Financial Interest
2017
Investigation
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
Review of the U.S. Commodity Futures Trading Commission Purchase Card and Convenience Check Program
2018
Review
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
March 31, 2019 Report
2019
Semiannual Report
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
March 31, 2018 Report
2018
Semiannual Report
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
March 31, 2018 Semiannual Report
September 30, 2018 Report
2018
Semiannual Report
Commodity Futures Trading Commission OIG
Commodity Futures Trading Commission
September 30, 2018 Semiannual Report