03/04/2019 |
Securities and Exchange Commission |
Results of the Inspector General’s Fiscal Year 2018 Purchase Card Program Risk Assessment |
Audit |
Agency-Wide |
02/14/2019 |
Securities and Exchange Commission |
The SEC’s Compliance with Improper Payments Requirements for Fiscal Year 2018 |
Audit |
Agency-Wide |
02/08/2019 |
Securities and Exchange Commission |
DOJ Press Release: Biotech Company Employee Pleads Guilty to Securities Fraud Charges |
Investigation |
Agency-Wide |
12/17/2018 |
Securities and Exchange Commission |
Fiscal Year 2018 Independent Evaluation of SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 552 |
Inspection / Evaluation |
Agency-Wide |
11/27/2018 |
Securities and Exchange Commission |
Inspector General's FY 2018 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations |
Other |
Agency-Wide |
10/05/2018 |
Securities and Exchange Commission |
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2018 |
Top Management Challenges |
Agency-Wide |
09/24/2018 |
Securities and Exchange Commission |
TCP Established Method To Effectively Oversee Entity Compliance With Regulation SCI But Could Improve Aspects of Program Management, Report No. 551 |
Audit |
Agency-Wide |
09/21/2018 |
Securities and Exchange Commission |
Evaluation of the EDGAR System’s Governance and Incident Handling Processes, Report No. 550 |
Audit |
Agency-Wide |
09/11/2018 |
Securities and Exchange Commission |
The SEC Made Progress But Work Remains To Address Human Capital Management Challenges and Align With the Human Capital Framework, Report No. 549 |
Audit |
Agency-Wide |
09/11/2018 |
Securities and Exchange Commission |
The SEC Should Take Action to Strengthen Its Management of Electronic Information Sources, Data Sources, and Print Materials, Report No. 548 |
Audit |
Agency-Wide |