12/21/2020 |
Securities and Exchange Commission |
Fiscal Year 2020 Independent Evaluation of SEC's Implementation of the Federal Information Security Modernization Act of 2014, Report No. 563 |
Inspection / Evaluation |
Agency-Wide |
12/02/2020 |
Securities and Exchange Commission |
DOJ Press Release: Licensed Attorney And Disbarred Attorney Charged With Securities Fraud For Roles In Fraudulent Opinion Letter Scheme |
Other |
Agency-Wide |
11/25/2020 |
Securities and Exchange Commission |
Semiannual Report to Congress: April 1, 2020, through September 30, 2020 |
Semiannual Report |
Agency-Wide |
10/20/2020 |
Securities and Exchange Commission |
External Peer Review Report for the SEC OIG Inspection and Evaluation Function |
Other |
Agency-Wide |
10/08/2020 |
Securities and Exchange Commission |
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2020 |
Top Management Challenges |
Agency-Wide |
09/30/2020 |
Securities and Exchange Commission |
Opportunities Exist To Improve the SEC’s Management of Mobile Devices and Services, Report No. 562 |
Audit |
Agency-Wide |
07/10/2020 |
Securities and Exchange Commission |
SEC Press Release: SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets |
Other |
Agency-Wide |
06/29/2020 |
Securities and Exchange Commission |
SEC Press Release: SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers |
Other |
Agency-Wide |
05/29/2020 |
Securities and Exchange Commission |
Semiannual Report to Congress: October 1, 2019, through March 31, 2020 |
Semiannual Report |
Agency-Wide |
04/27/2020 |
Securities and Exchange Commission |
Evaluation of the SEC’s FY 2019 Compliance with the Improper Payments Elimination and Recovery Act of 2010, Report No. 561 |
Audit |
Agency-Wide |