08/03/2021 |
Securities and Exchange Commission |
Final Management Letter: Review of the SEC's Compliance With CISA ED 21-01 and Initial Response to the SolarWinds Compromise |
Audit |
Agency-Wide |
07/08/2021 |
Securities and Exchange Commission |
DOJ Press Release: Disbarred Attorney Pleads Guilty To Securities Fraud In Connection With Fraudulent Opinion Letter Scheme |
Other |
Agency-Wide |
05/28/2021 |
Securities and Exchange Commission |
Semiannual Report to Congress: October 1, 2020 to March 31, 2021 |
Semiannual Report |
Agency-Wide |
05/24/2021 |
Securities and Exchange Commission |
Final Management Letter: Actions May Be Needed To Improve Processes for Receiving and Coordinating Investor Submissions |
Inspection / Evaluation |
Agency-Wide |
03/19/2021 |
Securities and Exchange Commission |
Final Management Letter: Evaluation of SEC’s FY 2020 Compliance With the Payment Integrity Information Act of 2019 |
Inspection / Evaluation |
Agency-Wide |
02/24/2021 |
Securities and Exchange Commission |
The SEC Has Taken Steps to Strengthen Its Monitoring of ISS Contractor’s Performance, But Additional Actions Are Needed, Report No. 565 |
Audit |
Agency-Wide |
02/24/2021 |
Securities and Exchange Commission |
The SEC Can Further Strengthen the Tips, Complaints, and Referrals Program, Report No. 566 |
Audit |
Agency-Wide |
02/17/2021 |
Securities and Exchange Commission |
SEC OIG 2020 FEVS Announcement |
Other |
Agency-Wide |
01/26/2021 |
Securities and Exchange Commission |
Inspector General's FY2020 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations |
Audit |
Agency-Wide |
01/13/2021 |
Securities and Exchange Commission |
The SEC's OIEA Could Benefit From Increased Coordination, Additional Performance Metrics, and Formal Strategic Planning, Report No. 564 |
Audit |
Agency-Wide |