Open Recommendations

The Management Control Review Committee should implement formal internal control activities in the Current Risk Response portion of their risk profile.

Management Control Review Committee should document and maintain current support for Risk Profile determinations.

Management Control Review Committee should include assessable units in risk profile that are critical to the Railroad Retirement Board’s strategic goals.

Management Control Review Committee should acknowledge material weaknesses and revise assessments accordingly in the next risk profile.

Management Control Review Committee should monitor audit recommendations on a regular basis and take action to ensure they are closed in the required timeframe.

Complete a cost analysis to 1) determine the efficacy of relocating CI assets in each of the field offices to existing IRS computer rooms versus upgrading the CI computer rooms to ensure that assets are protected in accordance with Federal and IRM security requirements and 2) implement the most cost-effective solution.

Determine if the newly standardized LDR data are reliable for direct maintenance workloads in the Technical Operations Staffing Model, and if so, develop and implement an action plan with milestones to replace the workload assessments with LDR data.

USDA OIG has determined that this recommendation contains sensitive information and will not be publicly released due to privacy concerns.

Reclassify $2,331,902 ($1,165,951 Federal share) in administrative costs that directly benefited Virginia’s CHIP programs, not the Waiver program

Refund to the Federal government $7,674,911 for administrative costs that were not identified in the CAP

We recommend that the Bureau of Indian Affairs resolves the $14,492,813 in questioned costs claimed by the Tribe.

Consider making explicit that, except in situations where the law requires or permits disclosure, an investigating agency cannot publicly announce its recommended charging decision prior to consulting with the Attorney General, Deputy Attorney General, U.S. Attorney, or his or her designee, and cannot proceed without the approval of one of these officials.

Consider providing guidance to agents and prosecutors concerning the taking of overt investigative steps, indictments, public announcements, or other actions that could impact an election.

Take steps to improve the retention and monitoring of text messages Department-wide

Consider adopting a policy addressing the appropriateness of Department employees discussing the conduct of uncharged individuals in public statements.

We recommend that the State agency • strengthen its controls over its process for reporting expenditures claimed for NEMT services.

We recommend that the State agency refund $4,503,738 to the Federal Government

We recommend that the State agency • improve its oversight and monitoring of its Medicaid NEMT brokerage program by requiring LogistiCare to strengthen its procedures to ensure that (1) NEMT services are adequately documented and the documentation maintained according to Federal and State regulations; (2) transportation provider qualifications meet State requirements; and (3) vehicle inspection, safety, and insurance requirements are met.

We recommend that the State agency • ensure that the State agency’s contract with the transportation broker contains provisions that (1) consider improper claims submitted by transportation providers to the transportation broker when developing future capitated rates paid by the State agency and (2) provide a means for the State agency to recoup funds from the transportation broker when contract provisions and State requirements are not met—a measure that, if incorporated, could result in cost savings for the Medicaid program.

Clearly define all the roles to be used in the agency’s OEP.

Develop and implement an effective OEP team training program with drills and exercises to include all team members at least annually.

Develop and implement procedures to address the needs of individuals requiring additional assistance. These procedures should include a process to routinely update the list of persons requiring assistance.

Develop and implement procedures to maintain, retain, and update OEP program documents at least semi-annually.