Report File
Title Full
Hong Kong Businessman Indicted for Role in Filing False SEC Investment Adviser Forms on behalf of Sham Entities Used in Ramp-and-Dump Scheme
Date Issued
Submitting OIG
Securities and Exchange Commission OIG
Agencies Reviewed/Investigated
Securities and Exchange Commission
Report Type
Other
Agency Wide
Yes
Questioned Costs
$0
Funds for Better Use
$0
Report updated under NDAA 5274
No
