Open Recommendations
Recommendation Number | Significant Recommendation | Recommended Questioned Costs | Recommended Funds for Better Use | Additional Details | |
---|---|---|---|---|---|
1 | Yes | $0 | $0 | ||
Clarify the Manual to ensure that supervisory activities that do not meet the minimum requirements for a full-scope examination, including visitations and limited-scope examinations, provide adequate documentation in support of conclusions and retain this documentation in the FDIC system of record. | |||||
2 | No | $0 | $0 | ||
Revise examiner guidance to ensure supervisory personnel consider significant delays in required financial filings and any associated perspectives of external auditors when assessing UFIRS ratings. | |||||
3 | No | $0 | $0 | ||
Revise the FDIC’s Internal Formal and Informal Actions Procedures to include specific process and documentation requirements related to circumstances in which an approved formal enforcement action is replaced with a less severe action. | |||||
4 | No | $0 | $0 | ||
Develop detailed guidance that clarifies what information should be considered when assessing whether it is appropriate to approve a brokered deposit waiver for “Adequately Capitalized” IDIs. |