FRB - - 3 | Oversight.gov

Ensure that Enforcement develops comprehensive guidance addressing the expectations for the compliance team’s final order follow-up activities. As part of this guidance, define expectations for retaining documents related to Enforcement’s final order follow-up activities.

Questioned Costs

$0

Funds for Better Use

$0

Recommendation Status

Closed

Source UUID

d1350822-006e-4b75-affb-4cc220e95d66-3

Report

The Bureau’s Office of Enforcement Has Centralized and Improved Its Final Order Follow-Up Activities, but Additional Resources and Guidance Are Needed

Recommendation Number

3