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Report File
Date Issued
Submitting OIG
Securities and Exchange Commission OIG
Other Participating OIGs
Securities and Exchange Commission OIG
Agencies Reviewed/Investigated
Securities and Exchange Commission
Report Number
562
Report Type
Audit
Agency Wide
Yes
Number of Recommendations
7
Questioned Costs
$0
Funds for Better Use
$0

Open Recommendations

This report has 1 open recommendations.
Recommendation Number Significant Recommendation Recommended Questioned Costs Recommended Funds for Better Use Additional Details
6 Yes $0 $0

Update existing policies and procedures to include additional controls addressing mobile device inventory, provisioning, applications, sanitization, and operating system updates. Specifically, OIT should update existing policies and procedures to: a. Require a periodic reconciliation between [REDACTED] and the mobile device management system, and clearly define which mobile devices should be enrolled in the mobile device management system. b. Clearly define the roles, responsibilities, and processes for provisioning devices based on business need. c. Include processes for [REDACTED] d. Include processes to periodically monitor mobile devices for [REDACTED] e. Define the roles, responsibilities, and processes (including the timeline) [REDACTED] f. Include [REDACTED]

Securities and Exchange Commission OIG

United States