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Date Issued
Submitting OIG
Department of Transportation OIG
Agencies Reviewed/Investigated
Department of Transportation
Components
Federal Aviation Administration
Report Number
AV2025050
Report Description

Our Objective(s)
To evaluate the Federal Aviation Administration's (FAA) (1) policies and procedures for the International Aviation Safety Assessment (IASA) program and (2) ability to monitor foreign civil aviation authorities (CAAs) for potential safety concerns.

Why This Audit
In 2022, FAA announced changes intended to better mitigate international civil aviation risks, strengthen international relationships with CAAs, and improve effectiveness in executing the IASA process. While the changes were suspended in 2024, a new set of revisions was proposed. It remains uncertain how the Agency's proposed changes will impact the program's ability to evaluate and monitor foreign CAAs' compliance with ICAO standards.

What We Found
The IASA program's execution is hindered by inadequate milestones, lack of documentation, and fluctuating policy and guidance.
FAA's assessment times have increased overall for higher-risk CAAs, and the Agency does not have completion goals for tracking assessments, which may prevent it from promptly addressing safety issues.
In 2022, FAA issued a policy statement intended to enhance the IASA program. However, the Agency suspended it in 2024, issued a new policy statement, and requested comments on the proposed changes. These comments have not yet been finalized as of April 2025.
FAA does not consistently maintain documentation for its assessments and some in-country evaluation checklists are outdated, causing disagreements between officials and delayed assessment times.

FAA monitors CAAs for safety concerns but competing priorities and limited resources restrict the number of IASA reassessments.
In 2023, FAA updated and improved its Risk Assessment Tool-originally developed in 2006-which the Agency uses to determine which CAAs should be reassessed.
FAA is not always able to conduct recommended CAA reassessments timely, and sometimes the Agency does not conduct these reassessments at all.

Recommendations
We made 7 recommendations to improve FAA's administration of the IASA program.

Report Type
Audit
Agency Wide
Yes
Number of Recommendations
7
Questioned Costs
$0
Funds for Better Use
$0
Report updated under NDAA 5274
No

Open Recommendations

This report has 7 open recommendations.
Recommendation Number Significant Recommendation Recommended Questioned Costs Recommended Funds for Better Use Additional Details
1 Yes $0 $0

Update and track IASA program milestones to improve timeliness and mitigate risk from civil aviation authorities under assessment.

2 Yes $0 $0

Establish and implement processes to ensure routine upkeep of program documents, including checklists.

3 Yes $0 $0

Create and implement a process to document when exceptions to the normal IASA in-country assessment process are appropriate and how they should be handled.

4 Yes $0 $0

Develop and implement a policy to maintain a historical record of all interim and completed Risk Assessment Tools for future trend analyses.

5 Yes $0 $0

Establish a formal prioritization methodology for new assessments, reassessments, technical assistance, and other duties.

6 Yes $0 $0

Formalize process of how and when Operations Specifications for foreign air carriers are limited when a risk is identified.

7 Yes $0 $0

Finalize the proposed changes and related updates to FAA Order 8900.1, Volume 12.

Department of Transportation OIG

United States