The Board’s Oversight of Its Designated Financial Market Utility Supervision Program Is Generally Effective, but Certain Program Aspects Can Be Improved

Submitting OIG:

Date Issued:

Wednesday, March 18, 2020

Agency Reviewed / Investigated:

Submitting OIG-Specific Report Number:

2020-FMIC-B-005

Location(s):

Agency-Wide

Type of Report:

Audit

Questioned Costs:

Funds for Better Use:

Number of Recommendations:

View Document:

Attachment	Size
board-oversight-designated-financial-market-utility-mar2020.pdf	1.77 MB

Related Open Recommendations

Recommendation Number	Recommendation Status	Significant Recommendation	Additional Details
2	Open	No
Define and document which parties at the division director and governor levels will have a role in reviewing and approving enforcement actions for designated financial market utilities.