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Where To Report Waste
Fraud, Abuse, Or Retaliation
Where To Report Waste Fraud, Abuse, Or Retaliation

Limited-Scope Audits Provide Inadequate Protections to Retirement Plan Participants

Submitting OIG: 
Department of Labor OIG
Date Issued: 
Tuesday, September 30, 2014
Agency Reviewed / Investigated: 
Department of Labor
Submitting OIG-Specific Report Number: 
05-14-005-12-121
Location(s): 
Agency-Wide
Type of Report: 
Audit
Questioned Costs: 
$0
Funds for Better Use: 
$0
Number of Recommendations: 
6
View Document: 
AttachmentSize
PDF icon 05-14-005-12-121EBSA-Trustee-and-Custodial-Holding09302014.pdf851.64 KB
Additional Details Link: 
https://www.oig.dol.gov/public/reports/oa/viewpdf.php?r=05-14-005-12-121&y=2014

Related Open Recommendations

Recommendation Number Recommendation Status Significant Recommendation Additional Details
2 Open Yes
We recommend the Assistant Secretary for Employee Benefits Security provide additional formal guidance to plan administrators to identify and adequately support the fair value of plan assets.
Displaying 1 of 1 Recommendations