
United States
The OIG welcomes information about fraud, waste, abuse, or mismanagement affecting the Securities and Exchange Commission's (SEC) programs and operations, as well as allegations of wrongdoing by SEC employees, contractors, and consultants. To facilitate the making of complaints, the OIG maintains a hotline for the confidential reporting of these matters to the OIG. Hotline complaints may be made by either calling the OIG's toll-free hotline number, (833) SEC-OIG1 (732-6441) or online via www.sec.gov/oig
Complainants are encouraged to assist the OIG by providing their names and information. Complainants also may request that their identity remain confidential or remain anonymous by not providing any identifying information.
Some matters are outside the OIG's jurisdiction and are handled by other agency components. To file a complaint about a securities law violation or to provide a tip on a potential security law violation, please go to the SEC for Enforcement Tips and Complaints.
To file a complaint against a broker, brokerage firm, investment adviser, transfer agent, mutual fund, and other market participant, you may contact the SEC's Office of Investor Education and Advocacy.
Co-CEO of Chinese publicly traded technology company and financial advisor indicted for over $100M securities fraud scheme
Co-CEO of Chinese publicly traded technology company and financial advisor indicted for over $100M securities fraud scheme
SEC OIG Investigative Summary 25-0009
Special Review: Avoidable Errors Led to the Loss of Former SEC Chair Gary Gensler’s Text Messages, Report No. 587
Anderson County Man Sentenced to 13 Years for $13M Ponzi Scheme and Cyberstalking
Anderson County Man Sentenced to 13 Years for 13M Ponzi Scheme and Cyberstalking
Improved Documentation and Guidance Can Help Strengthen Corporation Finance’s Disclosure Review Program, Report No. 586
Improved Documentation and Guidance Can Help Strengthen Corporation Finance’s Disclosure Review Program, Report No. 586
SEC Investigative Summary 25-0015
SEC Investigative Summary 25-0015
Final Management Letter: Potential Opportunity to Consolidate the SEC’s Disclosure Review Information Technology Systems
Final Management Letter: Potential Opportunity to Consolidate the SEC’s Disclosure Review Information Technology Systems
OIG Strategic Plan for Fiscal Years 2025 - 2028
OIG Strategic Plan for Fiscal Years 2025 - 2028