SEC OIG Cash Awards Program for SEC Employees
2026
Other
Securities and Exchange Commission OIG
Securities and Exchange Commission
SEC OIG Cash Awards Program for SEC Employees
Source Id
383
SEC Information Technology supervisor resigned, and two employees were suspended following investigation into whether they golfed during duty hours without taking leave
2026
Investigation
Securities and Exchange Commission OIG
Securities and Exchange Commission
SEC Information Technology supervisor resigned, and two employees were suspended following investigation into whether they golfed during duty hours without taking leave
Former SEC Attorney recorded a whistleblower interview without the knowledge of the participants and used an unapproved artificial intelligence service to transcribe the recording
2026
Investigation
Securities and Exchange Commission OIG
Securities and Exchange Commission
Fiscal Year 2025 Independent Evaluation of the SEC's Implementation of the Federal Information Security Modernization Act of 2014, Report No. 589
2026
589
Inspection / Evaluation
Securities and Exchange Commission OIG
Securities and Exchange Commission
Fiscal Year 2025 Independent Evaluation of the SEC's Implementation of the Federal Information Security Modernization Act of 2014, Report No. 589
Immigration Attorney Sentenced to 30 Months for Visa Fraud and Obstruction of Justice
2026
Investigation
Securities and Exchange Commission OIG
Securities and Exchange Commission
Semiannual Report to Congress: April 1, 2025, through September 30, 2025
2025
Semiannual Report
Securities and Exchange Commission OIG
Securities and Exchange Commission
Semiannual Report to Congress: April 1, 2025, through September 30, 2025
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, December 2025
2026
Top Management Challenges
Securities and Exchange Commission OIG
Securities and Exchange Commission
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, December 2025
Hong Kong Businessman Indicted for Role in Filing False SEC Investment Adviser Forms on behalf of Sham Entities Used in Ramp-and-Dump Scheme
2026
Other
Securities and Exchange Commission OIG
Securities and Exchange Commission
SEC Investigative Summary 25-0010
2025
Investigation
Securities and Exchange Commission OIG
Securities and Exchange Commission
Former SEC Contract Specialist falsely claimed Virginia residency while living in and working from Florida, collecting higher locality pay for years
Observations on the SEC’s Rulemaking Process, Report No. 588
2025
588
Audit
Securities and Exchange Commission OIG
Securities and Exchange Commission
Observations on the SEC’s Rulemaking Process, Report No. 588