10/28/2019 |
Securities and Exchange Commission |
DOJ Press Release: Biotech Company CEO Convicted of Securities Fraud and Obstruction |
Investigation |
Agency-Wide |
10/07/2019 |
Securities and Exchange Commission |
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2019 |
Top Management Challenges |
Agency-Wide |
09/30/2019 |
Securities and Exchange Commission |
SEC OIG Strategic Plan for Fiscal Years 2019 - 2024 |
Other |
Agency-Wide |
09/19/2019 |
Securities and Exchange Commission |
The SEC Has Processes to Manage Information Technology Investments But Improvements Are Needed, Report No. 555 |
Audit |
Agency-Wide |
05/31/2019 |
Securities and Exchange Commission |
The SEC Can Better Manage Administrative Aspects of the ISS Contract, Report No. 554 |
Audit |
Agency-Wide |
05/31/2019 |
Securities and Exchange Commission |
Semiannual Report to Congress October 1, 2018 to March 31, 2019 |
Semiannual Report |
Agency-Wide |
05/23/2019 |
Securities and Exchange Commission |
Final Management Letter: Update on the SEC’s Progress Toward Redesigning the Electronic Data Gathering, Analysis, and Retrieval System |
Other |
Agency-Wide |
04/29/2019 |
Securities and Exchange Commission |
Although Highly Valued by End Users, DERA Could Improve Its Analytics Support by Formally Measuring Impact, Where Possible, Report No. 553 |
Audit |
Agency-Wide |
03/26/2019 |
Securities and Exchange Commission |
DOJ Press Release: Owner of South Bay Law Firm and Office Manager Charged with Committing Large-Scale Immigration Visa Fraud |
Investigation |
Agency-Wide |
03/04/2019 |
Securities and Exchange Commission |
Results of the Inspector General’s Fiscal Year 2018 Purchase Card Program Risk Assessment |
Audit |
Agency-Wide |