04/29/2019 |
Securities and Exchange Commission |
Although Highly Valued by End Users, DERA Could Improve Its Analytics Support by Formally Measuring Impact, Where Possible, Report No. 553 |
Audit |
Agency-Wide |
03/26/2019 |
Securities and Exchange Commission |
DOJ Press Release: Owner of South Bay Law Firm and Office Manager Charged with Committing Large-Scale Immigration Visa Fraud |
Investigation |
Agency-Wide |
03/04/2019 |
Securities and Exchange Commission |
Results of the Inspector General’s Fiscal Year 2018 Purchase Card Program Risk Assessment |
Audit |
Agency-Wide |
02/14/2019 |
Securities and Exchange Commission |
The SEC’s Compliance with Improper Payments Requirements for Fiscal Year 2018 |
Audit |
Agency-Wide |
02/08/2019 |
Securities and Exchange Commission |
DOJ Press Release: Biotech Company Employee Pleads Guilty to Securities Fraud Charges |
Investigation |
Agency-Wide |
12/17/2018 |
Securities and Exchange Commission |
Fiscal Year 2018 Independent Evaluation of SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 552 |
Inspection / Evaluation |
Agency-Wide |
11/27/2018 |
Securities and Exchange Commission |
Inspector General's FY 2018 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations |
Other |
Agency-Wide |
10/05/2018 |
Securities and Exchange Commission |
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2018 |
Top Management Challenges |
Agency-Wide |
09/24/2018 |
Securities and Exchange Commission |
TCP Established Method To Effectively Oversee Entity Compliance With Regulation SCI But Could Improve Aspects of Program Management, Report No. 551 |
Audit |
Agency-Wide |
09/21/2018 |
Securities and Exchange Commission |
Evaluation of the EDGAR System’s Governance and Incident Handling Processes, Report No. 550 |
Audit |
Agency-Wide |