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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
12/02/2019 Securities and Exchange Commission Semiannual Report: April 1, 2019 to September 30, 2019 Semiannual Report Agency-Wide
11/07/2019 Securities and Exchange Commission The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services, Report No. 556 Audit Agency-Wide
11/04/2019 Securities and Exchange Commission Audit of the SEC’s Compliance With the Digital Accountability and Transparency Act for Fiscal Year 2019, Report No. 557 Audit Agency-Wide
10/28/2019 Securities and Exchange Commission DOJ Press Release: Biotech Company CEO Convicted of Securities Fraud and Obstruction Investigation Agency-Wide
10/07/2019 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2019 Top Management Challenges Agency-Wide
09/30/2019 Securities and Exchange Commission SEC OIG Strategic Plan for Fiscal Years 2019 - 2024 Other Agency-Wide
09/19/2019 Securities and Exchange Commission The SEC Has Processes to Manage Information Technology Investments But Improvements Are Needed, Report No. 555 Audit Agency-Wide
05/31/2019 Securities and Exchange Commission The SEC Can Better Manage Administrative Aspects of the ISS Contract, Report No. 554 Audit Agency-Wide
05/31/2019 Securities and Exchange Commission Semiannual Report to Congress October 1, 2018 to March 31, 2019 Semiannual Report Agency-Wide
05/23/2019 Securities and Exchange Commission Final Management Letter: Update on the SEC’s Progress Toward Redesigning the Electronic Data Gathering, Analysis, and Retrieval System Other Agency-Wide

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