|
06/29/2020 |
Securities and Exchange Commission |
SEC Press Release: SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers |
Other |
Agency-Wide |
|
05/29/2020 |
Securities and Exchange Commission |
Semiannual Report to Congress: October 1, 2019, through March 31, 2020 |
Semiannual Report |
Agency-Wide |
|
04/27/2020 |
Securities and Exchange Commission |
Evaluation of the SEC’s FY 2019 Compliance with the Improper Payments Elimination and Recovery Act of 2010, Report No. 561 |
Audit |
Agency-Wide |
|
04/02/2020 |
Securities and Exchange Commission |
United States Attorney for the District of Columbia Timothy J. Shea Announces Launch of Metropolitan Area COVID-19 Anti-Fraud Task Force |
Investigation |
Agency-Wide |
|
03/31/2020 |
Securities and Exchange Commission |
Results of the Inspector General’s Fiscal Year 2019 Purchase Card Program Risk Assessment |
Audit |
Agency-Wide |
|
03/30/2020 |
Securities and Exchange Commission |
Controls Over the SEC’s Travel Charge Card Program Could Be Strengthened To More Fully Comply With Requirements and Maximize Benefits, Report No. 560 |
Audit |
Agency-Wide |
|
02/28/2020 |
Securities and Exchange Commission |
Biotech Officer Sentenced for Securities Fraud and Obstruction of SEC Proceeding |
Investigation |
Agency-Wide |
|
02/26/2020 |
Securities and Exchange Commission |
The SEC’s Office of Broker-Dealer Finances Provides Effective Oversight, But Opportunities to Improve Efficiency Exist, Report No. 559 |
Inspection / Evaluation |
Agency-Wide |
|
12/19/2019 |
Securities and Exchange Commission |
Inspector General's FY 2019 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations |
Other |
Agency-Wide |
|
12/18/2019 |
Securities and Exchange Commission |
Fiscal Year 2019 Independent Evaluation of SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 558 |
Inspection / Evaluation |
Agency-Wide |
