06/22/2022 |
Securities and Exchange Commission |
Final Management Letter: Evaluation of the SEC’s FY 2021 Compliance With the Payment Integrity Information Act of 2019 |
Inspection / Evaluation |
Agency-Wide |
05/27/2022 |
Securities and Exchange Commission |
Semiannual Report to Congress: October 1, 2021 through March 31, 2022 |
Semiannual Report |
Agency-Wide |
02/28/2022 |
Securities and Exchange Commission |
The SEC Can Improve in Several Areas Related to Hiring, Report No. 572 |
Audit |
Agency-Wide |
01/26/2022 |
Securities and Exchange Commission |
Inspector General's FY 2021 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations |
Audit |
Agency-Wide |
01/25/2022 |
Securities and Exchange Commission |
Registered Investment Adviser Examinations: EXAMS Has Made Progress To Assess Risk and Optimize Limited Resources, But Could Further Improve Controls Over Some Processes, Report No. 571 |
Audit |
Agency-Wide |
12/21/2021 |
Securities and Exchange Commission |
Fiscal Year 2021 Independent Evaluation of the SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 570 |
Inspection / Evaluation |
Agency-Wide |
12/08/2021 |
Securities and Exchange Commission |
Semiannual Report to Congress: April 1, 2021, through September 30, 2021 |
Semiannual Report |
Agency-Wide |
10/28/2021 |
Securities and Exchange Commission |
Audit of the SEC’s Compliance With the Digital Accountability and Transparency Act for Fiscal Year 2021, Report No. 569 |
Audit |
Agency-Wide |
10/08/2021 |
Securities and Exchange Commission |
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2021 |
Top Management Challenges |
Agency-Wide |
09/29/2021 |
Securities and Exchange Commission |
Additional Steps Are Needed For the SEC To Implement a Well-Defined Enterprise Architecture, Report No. 568 |
Audit |
Agency-Wide |