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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
11/14/2016 Securities and Exchange Commission Semiannual Report to Congress April 1, 2016 to September 30, 2016 Semiannual Report Agency-Wide
11/02/2016 Securities and Exchange Commission Final Management Letter - Readiness Review of the SEC's Progress Toward Compliance with the DATA Act of 2014 Review Agency-Wide
09/30/2016 Securities and Exchange Commission Audit of the SEC's Information Technology Requirements-Gathering Process, Report No. 538 Audit Agency-Wide
09/23/2016 Securities and Exchange Commission Audit of the SEC’s Process for Reviewing Self-Regulatory Organizations’ Proposed Rule Changes, Report No. 537 Audit Agency-Wide
09/19/2016 Securities and Exchange Commission OIG Strategic Plan for Fiscal Years 2017 - 2019 Other Agency-Wide
08/19/2016 Securities and Exchange Commission Final Closeout Memorandum: Audit of the SEC's Hiring Practices Audit Agency-Wide
08/11/2016 Securities and Exchange Commission Inspector General's Report on Covered Systems Other Agency-Wide
06/30/2016 Securities and Exchange Commission Final Management Letter: Evaluation of the SEC Division of Enforcement's Coordination Related to a Federal Civil Action Audit Agency-Wide
06/22/2016 Securities and Exchange Commission Management of the SEC’s Protective Security Force Contract Needs Improvement, Report No. 536 Audit Agency-Wide
06/02/2016 Securities and Exchange Commission Audit of the SEC’s Compliance with the Federal Information Security Modernization Act for Fiscal Year 2015, Report No. 535 Audit Agency-Wide

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