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Inspector General Reports

Report Datesort ascending Report Agency Reviewed / Investigated Title Type Location
12/17/2018 Securities and Exchange Commission Fiscal Year 2018 Independent Evaluation of SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 552 Inspection / Evaluation Agency-Wide
11/27/2018 Securities and Exchange Commission Inspector General's FY 2018 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations Other Agency-Wide
10/05/2018 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2018 Top Management Challenges Agency-Wide
09/24/2018 Securities and Exchange Commission TCP Established Method To Effectively Oversee Entity Compliance With Regulation SCI But Could Improve Aspects of Program Management, Report No. 551 Audit Agency-Wide
09/21/2018 Securities and Exchange Commission Evaluation of the EDGAR System’s Governance and Incident Handling Processes, Report No. 550 Audit Agency-Wide
09/11/2018 Securities and Exchange Commission The SEC Made Progress But Work Remains To Address Human Capital Management Challenges and Align With the Human Capital Framework, Report No. 549 Audit Agency-Wide
09/11/2018 Securities and Exchange Commission The SEC Should Take Action to Strengthen Its Management of Electronic Information Sources, Data Sources, and Print Materials, Report No. 548 Audit Agency-Wide
09/05/2018 Securities and Exchange Commission External Peer Review Report on U.S. Securities and Exchange Commission Office of Inspector General Audit Organization Other Agency-Wide
06/15/2018 Securities and Exchange Commission Audit of the SEC’s Internal Controls for Retaining External Experts and Foreign Counsel for the Division of Enforcement, Report No. 547 Audit Agency-Wide
05/25/2018 Securities and Exchange Commission Semiannual Report to Congress October 1, 2017 to March 31, 2018 Semiannual Report Agency-Wide

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