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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
09/30/2019 Securities and Exchange Commission SEC OIG Strategic Plan for Fiscal Years 2019 - 2024 Other Agency-Wide
09/19/2019 Securities and Exchange Commission The SEC Has Processes to Manage Information Technology Investments But Improvements Are Needed, Report No. 555 Audit Agency-Wide
05/31/2019 Securities and Exchange Commission The SEC Can Better Manage Administrative Aspects of the ISS Contract, Report No. 554 Audit Agency-Wide
05/31/2019 Securities and Exchange Commission Semiannual Report to Congress October 1, 2018 to March 31, 2019 Semiannual Report Agency-Wide
05/23/2019 Securities and Exchange Commission Final Management Letter: Update on the SEC’s Progress Toward Redesigning the Electronic Data Gathering, Analysis, and Retrieval System Other Agency-Wide
04/29/2019 Securities and Exchange Commission Although Highly Valued by End Users, DERA Could Improve Its Analytics Support by Formally Measuring Impact, Where Possible, Report No. 553 Audit Agency-Wide
03/26/2019 Securities and Exchange Commission DOJ Press Release: Owner of South Bay Law Firm and Office Manager Charged with Committing Large-Scale Immigration Visa Fraud Investigation Agency-Wide
03/04/2019 Securities and Exchange Commission Results of the Inspector General’s Fiscal Year 2018 Purchase Card Program Risk Assessment Audit Agency-Wide
02/14/2019 Securities and Exchange Commission The SEC’s Compliance with Improper Payments Requirements for Fiscal Year 2018 Audit Agency-Wide
02/08/2019 Securities and Exchange Commission DOJ Press Release: Biotech Company Employee Pleads Guilty to Securities Fraud Charges Investigation Agency-Wide

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