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Inspector General Reports

Report Datesort ascending Report Agency Reviewed / Investigated Title Type Location
10/20/2020 Securities and Exchange Commission External Peer Review Report for the SEC OIG Inspection and Evaluation Function Other Agency-Wide
10/08/2020 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2020 Top Management Challenges Agency-Wide
09/30/2020 Securities and Exchange Commission Opportunities Exist To Improve the SEC’s Management of Mobile Devices and Services, Report No. 562 Audit Agency-Wide
07/10/2020 Securities and Exchange Commission SEC Press Release: SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets Other Agency-Wide
06/29/2020 Securities and Exchange Commission SEC Press Release: SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers Other Agency-Wide
05/29/2020 Securities and Exchange Commission Semiannual Report to Congress: October 1, 2019, through March 31, 2020 Semiannual Report Agency-Wide
04/27/2020 Securities and Exchange Commission Evaluation of the SEC’s FY 2019 Compliance with the Improper Payments Elimination and Recovery Act of 2010, Report No. 561 Audit Agency-Wide
04/02/2020 Securities and Exchange Commission United States Attorney for the District of Columbia Timothy J. Shea Announces Launch of Metropolitan Area COVID-19 Anti-Fraud Task Force Investigation Agency-Wide
03/31/2020 Securities and Exchange Commission Results of the Inspector General’s Fiscal Year 2019 Purchase Card Program Risk Assessment Audit Agency-Wide
03/30/2020 Securities and Exchange Commission Controls Over the SEC’s Travel Charge Card Program Could Be Strengthened To More Fully Comply With Requirements and Maximize Benefits, Report No. 560 Audit Agency-Wide

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