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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
03/08/2023 Securities and Exchange Commission Deputy Inspector General for Audits, Evaluations, and Special Projects’ Testimony before the Committee on Financial Services Subcommittee on Oversight and Investigations, U.S. House of Representatives, March 8, 2023 Other Agency-Wide
02/28/2023 Securities and Exchange Commission The SEC Supported Federal Small Business Contracting Objectives, Yet Could Make Better Use of Data and Take Other Actions To Further Promote Small Business Contracting, Report No. 577 Audit Agency-Wide
02/28/2023 Securities and Exchange Commission The SEC Supported Federal Small Business Contracting Objectives, Yet Could Make Better Use of Data and Take Other Actions To Further Promote Small Business Contracting, Report No. 577 Audit Agency-Wide
02/15/2023 Securities and Exchange Commission Enforcement Investigations: Measures of Timeliness Showed Some Improvement But Enforcement Can Better Communicate Capabilities for Expediting Investigations and Improve Internal Processes, Report No. 576 Audit Agency-Wide
01/23/2023 Securities and Exchange Commission Inspector General's FY 2022 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations Audit Agency-Wide
12/19/2022 Securities and Exchange Commission SEC’s Whistleblower Program: Additional Actions Are Needed To Better Prepare for Future Program Growth, Increase Efficiencies, and Enhance Program Management, Report No. 575 Audit Agency-Wide
11/21/2022 Securities and Exchange Commission Semiannual Report to Congress: April 1, 2022, through September 30, 2022 Semiannual Report Agency-Wide
11/15/2022 Securities and Exchange Commission Fiscal Year 2022 Independent Evaluation of the SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 574 Inspection / Evaluation Agency-Wide
10/13/2022 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2022 Top Management Challenges Agency-Wide
09/29/2022 Securities and Exchange Commission Final Management Letter: Changes to the Internal Review Process for Proposed Rules May Impact the Office of the Advocate for Small Business Capital Formation and the Office of the Investor Advocate Audit Agency-Wide

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