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Inspector General Reports

Report Datesort descending Agency Reviewed / Investigated Title Type Location
05/01/2023 Securities and Exchange Commission Final Management Letter: Review of Upward Mobility Program Other Agency-Wide
05/05/2023 Securities and Exchange Commission Evaluation of the SEC’s FY 2022 Compliance With the Payment Integrity Information Act of 2019, Report No. 578 Audit Agency-Wide
05/25/2023 Securities and Exchange Commission Semiannual Report to Congress: October 1, 2022, through March 31, 2023 Semiannual Report Agency-Wide
07/25/2023 Securities and Exchange Commission The SEC Took Appropriate Workplace Safety Actions in Accordance With Pandemic Guidance But Could Improve Communications, Report No. 579 Audit Agency-Wide
09/27/2023 Securities and Exchange Commission Final Management Letter: Readiness Review – The SEC’s Progress Toward Implementing Zero Trust Cybersecurity Principles Audit Agency-Wide
09/30/2023 Securities and Exchange Commission Semiannual Report to Congress April 1, 2023, through September 30, 2023 Semiannual Report Agency-Wide
10/31/2023 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2023 Top Management Challenges Agency-Wide

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