|
10/31/2023 |
Securities and Exchange Commission |
The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2023 |
Top Management Challenges |
Agency-Wide |
|
09/30/2023 |
Securities and Exchange Commission |
Semiannual Report to Congress April 1, 2023, through September 30, 2023 |
Semiannual Report |
Agency-Wide |
|
09/27/2023 |
Securities and Exchange Commission |
Final Management Letter: Readiness Review – The SEC’s Progress Toward Implementing Zero Trust Cybersecurity Principles |
Audit |
Agency-Wide |
|
07/25/2023 |
Securities and Exchange Commission |
The SEC Took Appropriate Workplace Safety Actions in Accordance With Pandemic Guidance But Could Improve Communications, Report No. 579 |
Audit |
Agency-Wide |
|
05/25/2023 |
Securities and Exchange Commission |
Semiannual Report to Congress: October 1, 2022, through March 31, 2023 |
Semiannual Report |
Agency-Wide |
|
05/05/2023 |
Securities and Exchange Commission |
Evaluation of the SEC’s FY 2022 Compliance With the Payment Integrity Information Act of 2019, Report No. 578 |
Audit |
Agency-Wide |
|
05/01/2023 |
Securities and Exchange Commission |
Final Management Letter: Review of Upward Mobility Program |
Other |
Agency-Wide |
|
04/14/2023 |
Securities and Exchange Commission |
Final Management Letter: Review of SEC Controls Over Public Comments Submitted Online and Actions Taken in Response to a Known Error |
Audit |
Agency-Wide |
|
03/08/2023 |
Securities and Exchange Commission |
Deputy Inspector General for Audits, Evaluations, and Special Projects’ Testimony before the Committee on Financial Services Subcommittee on Oversight and Investigations, U.S. House of Representatives, March 8, 2023 |
Other |
Agency-Wide |
|
02/28/2023 |
Securities and Exchange Commission |
The SEC Supported Federal Small Business Contracting Objectives, Yet Could Make Better Use of Data and Take Other Actions To Further Promote Small Business Contracting, Report No. 577 |
Audit |
Agency-Wide |
