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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
05/27/2022 Securities and Exchange Commission Semiannual Report to Congress: October 1, 2021 through March 31, 2022 Semiannual Report Agency-Wide
02/28/2022 Securities and Exchange Commission The SEC Can Improve in Several Areas Related to Hiring, Report No. 572 Audit Agency-Wide
01/26/2022 Securities and Exchange Commission Inspector General's FY 2021 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations Audit Agency-Wide
01/25/2022 Securities and Exchange Commission Registered Investment Adviser Examinations: EXAMS Has Made Progress To Assess Risk and Optimize Limited Resources, But Could Further Improve Controls Over Some Processes, Report No. 571 Audit Agency-Wide
12/21/2021 Securities and Exchange Commission Fiscal Year 2021 Independent Evaluation of the SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 570 Inspection / Evaluation Agency-Wide
12/08/2021 Securities and Exchange Commission Semiannual Report to Congress: April 1, 2021, through September 30, 2021 Semiannual Report Agency-Wide
10/28/2021 Securities and Exchange Commission Audit of the SEC’s Compliance With the Digital Accountability and Transparency Act for Fiscal Year 2021, Report No. 569 Audit Agency-Wide
10/08/2021 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2021 Top Management Challenges Agency-Wide
09/29/2021 Securities and Exchange Commission Additional Steps Are Needed For the SEC To Implement a Well-Defined Enterprise Architecture, Report No. 568 Audit Agency-Wide
09/24/2021 Securities and Exchange Commission Peer Review: System Review Report on the Securities and Exchange Commission's Office of Inspector General Audit Organization Review Agency-Wide

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