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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
11/21/2022 Securities and Exchange Commission Semiannual Report to Congress: April 1, 2022, through September 30, 2022 Semiannual Report Agency-Wide
11/15/2022 Securities and Exchange Commission Fiscal Year 2022 Independent Evaluation of the SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 574 Inspection / Evaluation Agency-Wide
10/13/2022 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2022 Top Management Challenges Agency-Wide
09/29/2022 Securities and Exchange Commission Final Management Letter: Changes to the Internal Review Process for Proposed Rules May Impact the Office of the Advocate for Small Business Capital Formation and the Office of the Investor Advocate Audit Agency-Wide
08/30/2022 Securities and Exchange Commission OASB Complied With Statutory Requirements But Can Improve As It Matures, Report No. 573 Inspection / Evaluation Agency-Wide
08/29/2022 Securities and Exchange Commission Findings Related to the Former SEC Ombudsman Investigation Agency-Wide
08/25/2022 Securities and Exchange Commission Interim Body Worn Camera Policy Other Agency-Wide
07/13/2022 Securities and Exchange Commission Results of the Inspector General’s Fiscal Year 2021 Purchase and Travel Card Program Risk Assessment Audit Agency-Wide
06/22/2022 Securities and Exchange Commission Final Management Letter: Evaluation of the SEC’s FY 2021 Compliance With the Payment Integrity Information Act of 2019 Inspection / Evaluation Agency-Wide
05/27/2022 Securities and Exchange Commission Semiannual Report to Congress: October 1, 2021 through March 31, 2022 Semiannual Report Agency-Wide

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