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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
09/23/2024 Securities and Exchange Commission Enhanced Planning, Performance Measurement and Evaluation, and Information Can Improve Oversight of Broker-Dealer Examinations report No. 583 Audit Agency-Wide
08/26/2024 Securities and Exchange Commission The SEC Missed Opportunities to Lower Contract Risk and More Effectively Manage Time-and-Materials Contracts, Report No. 582 Audit Agency-Wide
07/24/2024 Securities and Exchange Commission Peer Review: System Review Report on the U.S. Securities and Exchange Commission's Office of Inspector General Audit Organization Peer Review of OIG Agency-Wide
05/16/2024 Securities and Exchange Commission OIG's Semiannual Report to Congress – October 1, 2023, through March 31, 2024 Semiannual Report Agency-Wide
03/19/2024 Securities and Exchange Commission Final Management Letter: Evaluation of the SEC’s FY 2023 Compliance With the Payment Integrity Information Act of 2019 Inspection / Evaluation Agency-Wide
03/07/2024 Securities and Exchange Commission Peer Review: External Peer Review Report for the SEC OIG Inspection and Evaluation Function Peer Review of OIG Agency-Wide
01/29/2024 Securities and Exchange Commission Opportunities Exist to Strengthen the SEC’s Office of Equal Employment Opportunity Programs and Operations, Report No. 581 Inspection / Evaluation Agency-Wide
12/20/2023 Securities and Exchange Commission Fiscal Year 2023 Independent Evaluation of the SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 580 Inspection / Evaluation Agency-Wide
10/31/2023 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2023 Top Management Challenges Agency-Wide
09/30/2023 Securities and Exchange Commission Semiannual Report to Congress April 1, 2023, through September 30, 2023 Semiannual Report Agency-Wide

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