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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
05/29/2020 Securities and Exchange Commission Semiannual Report to Congress: October 1, 2019, through March 31, 2020 Semiannual Report Agency-Wide
04/27/2020 Securities and Exchange Commission Evaluation of the SEC’s FY 2019 Compliance with the Improper Payments Elimination and Recovery Act of 2010, Report No. 561 Audit Agency-Wide
04/02/2020 Securities and Exchange Commission United States Attorney for the District of Columbia Timothy J. Shea Announces Launch of Metropolitan Area COVID-19 Anti-Fraud Task Force Investigation Agency-Wide
03/31/2020 Securities and Exchange Commission Results of the Inspector General’s Fiscal Year 2019 Purchase Card Program Risk Assessment Audit Agency-Wide
03/30/2020 Securities and Exchange Commission Controls Over the SEC’s Travel Charge Card Program Could Be Strengthened To More Fully Comply With Requirements and Maximize Benefits, Report No. 560 Audit Agency-Wide
02/28/2020 Securities and Exchange Commission Biotech Officer Sentenced for Securities Fraud and Obstruction of SEC Proceeding Investigation Agency-Wide
02/26/2020 Securities and Exchange Commission The SEC’s Office of Broker-Dealer Finances Provides Effective Oversight, But Opportunities to Improve Efficiency Exist, Report No. 559 Inspection / Evaluation Agency-Wide
12/19/2019 Securities and Exchange Commission Inspector General's FY 2019 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations Other Agency-Wide
12/18/2019 Securities and Exchange Commission Fiscal Year 2019 Independent Evaluation of SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 558 Inspection / Evaluation Agency-Wide
12/17/2019 Securities and Exchange Commission Final Management Letter: Evaluation of the U.S. Securities and Exchange Commission’s Delinquent Filings Program Inspection / Evaluation Agency-Wide

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