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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
11/28/2017 Securities and Exchange Commission Inspector General's FY 2017 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations Other Agency-Wide
11/07/2017 Securities and Exchange Commission Audit of the SEC’s Compliance with the Digital Accountability and Transparency Act for Fiscal Year 2017, Report No. 545 Audit Agency-Wide
10/05/2017 Securities and Exchange Commission The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2017 Top Management Challenges Agency-Wide
09/29/2017 Securities and Exchange Commission Audit of the SEC’s Management of Its Data Centers, Report No. 543 Audit Agency-Wide
09/28/2017 Securities and Exchange Commission Audit of the SEC’s Progress in Enhancing and Redesigning the Electronic Data Gathering, Analysis, and Retrieval System, Report No. 544 Audit Agency-Wide
09/13/2017 Securities and Exchange Commission Evaluation of the Division of Corporation Finance’s Disclosure Review and Comment Letter Process, Report 542 Inspection / Evaluation Agency-Wide
08/24/2017 Securities and Exchange Commission Review of Certain Actions Taken by Commissioner Michael Piwowar as Acting Chairman Other Agency-Wide
07/21/2017 Securities and Exchange Commission Audit of the Office of Compliance Inspections and Examinations’ Investment Adviser Examination Completion Process, Report No. 541 Audit Agency-Wide
05/31/2017 Securities and Exchange Commission Final Management Letter: Progress on the SEC’s Tips, Complaints, and Referrals Intake and Resolution System Redesign and Vulnerability Remediation Efforts Other Agency-Wide
05/19/2017 Securities and Exchange Commission DOJ Press Release: Virginia Man Arrested And Charged In Manhattan Federal Court With $100 Million Market Manipulation Scheme Involving Fitbit Stock Other Agency-Wide

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