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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
09/21/2018 Securities and Exchange Commission Evaluation of the EDGAR System’s Governance and Incident Handling Processes, Report No. 550 Audit Agency-Wide
09/11/2018 Securities and Exchange Commission The SEC Made Progress But Work Remains To Address Human Capital Management Challenges and Align With the Human Capital Framework, Report No. 549 Audit Agency-Wide
09/11/2018 Securities and Exchange Commission The SEC Should Take Action to Strengthen Its Management of Electronic Information Sources, Data Sources, and Print Materials, Report No. 548 Audit Agency-Wide
09/05/2018 Securities and Exchange Commission External Peer Review Report on U.S. Securities and Exchange Commission Office of Inspector General Audit Organization Other Agency-Wide
06/15/2018 Securities and Exchange Commission Audit of the SEC’s Internal Controls for Retaining External Experts and Foreign Counsel for the Division of Enforcement, Report No. 547 Audit Agency-Wide
05/25/2018 Securities and Exchange Commission Semiannual Report to Congress October 1, 2017 to March 31, 2018 Semiannual Report Agency-Wide
03/30/2018 Securities and Exchange Commission Audit of the SEC’s Compliance With the Federal Information Security Modernization Act for Fiscal Year 2017, Report No. 546 Audit Agency-Wide
03/28/2018 Securities and Exchange Commission Results of the Inspector General’s Fiscal Year 2017 Purchase Card Program Risk Assessment Audit Agency-Wide
03/23/2018 Securities and Exchange Commission Inspector General’s Report on the U.S. Securities and Exchange Commission’s Fiscal Year 2017 Compliance with the Improper Payments Information Act Audit Agency-Wide
12/01/2017 Securities and Exchange Commission Semiannual Report to Congress April 1, 2017 to September 30, 2017 Semiannual Report Agency-Wide

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