|
03/31/2020 |
Securities and Exchange Commission |
Results of the Inspector General’s Fiscal Year 2019 Purchase Card Program Risk Assessment |
Audit |
Agency-Wide |
|
03/30/2020 |
Securities and Exchange Commission |
Controls Over the SEC’s Travel Charge Card Program Could Be Strengthened To More Fully Comply With Requirements and Maximize Benefits, Report No. 560 |
Audit |
Agency-Wide |
|
02/28/2020 |
Securities and Exchange Commission |
Biotech Officer Sentenced for Securities Fraud and Obstruction of SEC Proceeding |
Investigation |
Agency-Wide |
|
02/26/2020 |
Securities and Exchange Commission |
The SEC’s Office of Broker-Dealer Finances Provides Effective Oversight, But Opportunities to Improve Efficiency Exist, Report No. 559 |
Inspection / Evaluation |
Agency-Wide |
|
12/19/2019 |
Securities and Exchange Commission |
Inspector General's FY 2019 Letter to OMB on SEC's Implementation of Purchase Card Program Audit Recommendations |
Other |
Agency-Wide |
|
12/18/2019 |
Securities and Exchange Commission |
Fiscal Year 2019 Independent Evaluation of SEC’s Implementation of the Federal Information Security Modernization Act of 2014, Report No. 558 |
Inspection / Evaluation |
Agency-Wide |
|
12/17/2019 |
Securities and Exchange Commission |
Final Management Letter: Evaluation of the U.S. Securities and Exchange Commission’s Delinquent Filings Program |
Inspection / Evaluation |
Agency-Wide |
|
12/02/2019 |
Securities and Exchange Commission |
Semiannual Report: April 1, 2019 to September 30, 2019 |
Semiannual Report |
Agency-Wide |
|
11/07/2019 |
Securities and Exchange Commission |
The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services, Report No. 556 |
Audit |
Agency-Wide |
|
11/04/2019 |
Securities and Exchange Commission |
Audit of the SEC’s Compliance With the Digital Accountability and Transparency Act for Fiscal Year 2019, Report No. 557 |
Audit |
Agency-Wide |
